Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10611-09-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Thomas Marchal Robert W. Baird & Co.Morgan Stanley Wealth Management$17509-18-2017
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management02-17-2016
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-01-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-16-2015
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management12-12-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30007-17-2014
Brian KasalFourStar Wealth Advisors, LLCMorgan Stanley Wealth Management$17506-20-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9304-25-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-17-2013
Scott A. Schuster, Paul L. CasazzaRaymond JamesMorgan Stanley Wealth Management$24005-17-2013
James A. HuntWells Fargo AdvisorsMorgan Stanley Wealth Management$18104-18-2013
Ziv Ohel, Bill DuncanAmeriprise FinancialMorgan Stanley Wealth Management$27511-16-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Steve FreidinWells Fargo AdvisorsMorgan Stanley Wealth Management$11007-19-2012
Eugene M. Lerner, Walter Gondeck Jr., Mingdong TanHightower AdvisorsMorgan Stanley Wealth Management$60007-16-2012
The McFadden GroupWells Fargo AdvisorsMorgan Stanley Wealth Management$26806-07-2012
Kelly HenneLaSalle St. SecuritiesMorgan Stanley Wealth Management$5203-02-2012
Brian ZalewskiUBS Financial ServicesMorgan Stanley Wealth Management$11008-25-2011
Bret Petersen, Darrel SwientonUBS Financial ServicesMorgan Stanley Wealth Management$8005-11-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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