Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ken NeumanSteward PartnersMorgan Stanley Wealth Management$13510-05-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Thomas Reichert, Paul Lotito, Eric Aiello, Lindsay Reichert Bank of America Merrill LynchMorgan Stanley Wealth Management$62806-09-2017
Michael Greenstone, John Araneo, Margie Manning, Anita Srivastava Bank of America Merrill LynchMorgan Stanley Wealth Management$34303-23-2017
Todd Sherman, Michael Francisco, Brian Baskin, Denise Donahue, Donna Vickers, Katherine WrightRaymond JamesMorgan Stanley Wealth Management$46002-13-2017
Brian Latz, John Cicillini, Kenneth Cariota Wells Fargo AdvisorsMorgan Stanley Wealth Management$42709-06-2016
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2016
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22301-30-2015
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-14-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-13-2014
Lawrence Rudolph, Stanley LevineWells Fargo AdvisorsMorgan Stanley Wealth Management$25307-25-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11007-08-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30606-27-2014
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26107-12-2013
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-08-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Wealth Management$17804-18-2013
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Wealth Management$29003-28-2013
Brian MooreBank of America Merrill LynchMorgan Stanley Wealth Management$11302-27-2013
Robert D. Powell, Walter M. Urban, Tyler MercerRaymond JamesMorgan Stanley Wealth Management$18706-12-2012
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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