Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc AlportWells Fargo AdvisorsMorgan Stanley Wealth Management$6508-05-2016
Timothy StalsbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10004-08-2016
Katherine Fisher-SchultzRaymond JamesMorgan Stanley Wealth Management$17301-04-2016
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$24404-17-2015
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30810-04-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Wealth Management$10801-18-2013
Joel Blount, Larry Keudell, Mike MorrisonWells Fargo AdvisorsMorgan Stanley Wealth Management$36805-21-2012
Roger MolatoreRBC Wealth ManagementMorgan Stanley Wealth Management$12202-10-2012
Dong ChoiAmeriprise FinancialMorgan Stanley Wealth Management$5502-03-2012
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley Wealth Management$40005-04-2011

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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