Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6506-29-2018
Rob Frey, Cary Tucker, Robert Dillenback, Beth Ann JohnsonRBC Wealth ManagementMorgan Stanley Wealth Management$30005-11-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley Wealth Management$17009-21-2017
Phillip Friesen, Chuck Crowson, John Friesen, Greg Bowman, Josh Zeleskey, Karen Ronaghan, Bonnie McKinneyRBC Wealth ManagementMorgan Stanley Wealth Management$1,00008-30-2016
Mark Southwell, Bill Martin, Sam DicksonRaymond JamesMorgan Stanley Wealth Management$18007-26-2016
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley Wealth Management$11004-18-2016
Jeremy Newton, Stephen LambBank of America Merrill LynchMorgan Stanley Wealth Management$33003-28-2016
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-06-2015
Michael Crossley, Roger BlackmarWunderlich SecuritiesMorgan Stanley Wealth Management$12501-15-2015
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9509-12-2014
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10805-31-2013
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Wealth Management$12103-28-2013
Roger W HarringtonWilliams Financial GroupMorgan Stanley Wealth Management$6503-22-2013
Marlene M. Fowler, Christopher F. FowlerRaymond JamesMorgan Stanley Wealth Management$7001-13-2013
Chris Queen, Peggy Etheridge, Jason Hofnagel Wells Fargo AdvisorsMorgan Stanley Wealth Management$20608-31-2012
Gregg Lazarescu, Donovan Mannato, Michael NuttWells Fargo AdvisorsMorgan Stanley Wealth Management$45006-12-2012
Gene Theobald, Otho Evans, Teresa CastilloRBC Wealth ManagementMorgan Stanley Wealth Management$33004-24-2012
Tim HudnallRBC Wealth ManagementMorgan Stanley Wealth Management$9004-24-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley Wealth Management$34312-14-2011
Jeffrey Dinkins, William McGrath, Peter Ianace, Rohit Mehrotra, Jason JaynesBank of America Merrill LynchMorgan Stanley Wealth Management$47810-26-2011
Cheryl PeschkeRaymond JamesMorgan Stanley Wealth Management$9210-03-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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