Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joan Marie HalsteadSummit Brokerage Services, Inc.Mutual Service Corporation03-01-2009
Brett Alan YoungSummit Brokerage Services, Inc.Mutual Service Corporation03-27-2009
Randall David RiepmaSummit Brokerage Services, Inc.Mutual Service Corporation03-27-2009
Brock Elliot HastieRetirement Income Solutions, Inc.Mutual Service Corporation$10005-01-2009
Robert Griffith McDonaldRetirement Income Solutions, Inc.Mutual Service Corporation$10005-04-2009
Kenneth Larry HastieRetirement Income Solutions, Inc.Mutual Service Corporation$1005-04-2009
Manya Diane OtisHarbour Investments, Inc.Mutual Service Corporation08-11-2009
William Cabot ParkerCambridge Investment Research, Inc.Mutual Service Corporation$5008-13-2009
Jennifer Grace MitchellCambridge Investment Research, Inc.Mutual Service Corporation$1008-20-2009
Patrick Joseph Hamill IISigma Financial CorporationMutual Service Corporation$1008-21-2009
Harry Dennis GuentherCambridge Investment Research, Inc.Mutual Service Corporation$5008-24-2009
Douglas Chester BuczakCambridge Investment Research, Inc.Mutual Service Corporation09-01-2009

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.