Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
James Joseph KarsatosKestra Investment Services, LLCNYLIFE Securities LLC03-25-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Anthony S PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Pablo Abel Gonzalez Jr.BBVA Securities Inc.NYLIFE Securities LLC02-20-2019
Matthew William MauzeyAllstate Financial Services, LLCNYLIFE Securities LLC02-07-2019
Luzdivina Gil VargasCambridge Investment Research, Inc.NYLIFE Securities LLC02-01-2019
Whitney L EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
Ryan Patrick EsseEdward JonesNYLIFE Securities LLC01-18-2019
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Angelina OrnelasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
Douglas Krug McdanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
John Richard Van CampEdward JonesNYLIFE Securities LLC11-16-2018
Jeannine Rafaela Tria ZamoraSantander Securities LLCNYLIFE Securities LLC11-07-2018
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Mark Frederick AubuchonCitizens Securities, Inc.NYLIFE Securities LLC10-30-2018
Next Page »

Showing 1 to 25 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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