Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hakop Jack MavyanPark Avenue Securities LLCNYLIFE Securities LLC10-02-2020
Bryan Thayne BuzzardPark Avenue Securities LLCNYLIFE Securities LLC09-29-2020
Ann Marie PeckMML Investors Services, LLCNYLIFE Securities LLC09-29-2020
Timothy J MauriceHornor, Townsend & Kent, LLCNYLIFE Securities LLC09-28-2020
Walter Scott HallCoastal Equities, Inc.NYLIFE Securities LLC09-25-2020
Kissi Marie HigginbotthamNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC09-24-2020
Brendan William OBrienPruco Securities, LLC.NYLIFE Securities LLC09-22-2020
Dante Marco CoppolaThe Leaders Group, Inc.NYLIFE Securities LLC09-22-2020
Nicolas Paul LenzMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC09-21-2020
Nichola Shea PeacockPrincipal Securities, Inc.NYLIFE Securities LLC09-16-2020
Christopher Shane WilliamsCommunityAmerica Financial Solutions, LLCNYLIFE Securities LLC09-15-2020
Jimmy Levale Speigner JrAmerican Global Wealth Management, Inc.NYLIFE Securities LLC09-14-2020
Wesley Frank HentgesProPartners WealthNYLIFE Securities LLC09-09-2020
Sasha CesenMML Investors Services, LLCNYLIFE Securities LLC09-02-2020
Timothy Scott PintPrincipal Securities, Inc.NYLIFE Securities LLC09-01-2020
Steven Andrew HermannProPartners WealthNYLIFE Securities LLC08-27-2020
Tony C LanMML Investors Services, LLCNYLIFE Securities LLC08-27-2020
James Brandon StoryMML Investors Services, LLCNYLIFE Securities LLC08-25-2020
Amy Suzanne ClarkMML Investors Services, LLCNYLIFE Securities LLC08-20-2020
George Gabriel Joy HaireFidelity Brokerage Services LLCNYLIFE Securities LLC08-18-2020
Ameya JoshiSantander Securities LLCNYLIFE Securities LLC08-14-2020
Eric Todd FreedmanMML Investors Services, LLCNYLIFE Securities LLC08-11-2020
Timothy David HuttoFBL Marketing Services, LLCNYLIFE Securities LLC08-11-2020
Thomas Keith PageNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC08-07-2020
Rolando Javier Perez JrJimenez Wealth StrategiesNYLIFE Securities LLC08-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.