Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David BandalanJ.P. Morgan Securities LLCNYLIFE Securities LLC04-22-2020
Lyndsey Monahan RhodeTransamerica Financial Advisors, IncNYLIFE Securities LLC04-15-2020
Tim T. HoodOneAmerica Securities, Inc.NYLIFE Securities LLC04-15-2020
William Scott SchulteMML Investors Services, LLCNYLIFE Securities LLC04-15-2020
Deborah Linn MosleyNYLIFE Securities LLCNYLIFE Securities LLC04-09-2020
Marlon J. PeckWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-07-2020
Ivan ZagarW&S Brokerage Services, Inc.NYLIFE Securities LLC$1004-03-2020
Robert John GieseFBL Marketing Services, LLCNYLIFE Securities LLC03-30-2020
Mary Anne P ButlerNYLIFE Securities LLCNYLIFE Securities LLC03-26-2020
Kimberly Ann PenninePruco Securities, LLC.NYLIFE Securities LLC03-25-2020
Mary Elizabeth SwensonMML Investors Services, LLCNYLIFE Securities LLC03-24-2020
Jabbar JamisonMML Investors Services, LLCNYLIFE Securities LLC03-19-2020
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
Cynthia Ann DavisThe Huntington Investment CompanyNYLIFE Securities LLC03-17-2020
Jeremiah RangelBBVA Securities Inc.NYLIFE Securities LLC03-17-2020
Gina Anne HahnJ.P. Morgan Securities LLCNYLIFE Securities LLC03-12-2020
Darryl Glenn EnglishJ.W. Cole Financial, Inc.NYLIFE Securities LLC$5003-12-2020
Trent Peter La MonicaAmeriprise Financial Services, LLCNYLIFE Securities LLC03-11-2020
Reid Evan ThompsonColonial Trust Advisors, Inc.NYLIFE Securities LLC03-11-2020
Veronica Patricia SantanaFidelity Brokerage Services LLCNYLIFE Securities LLC03-05-2020
James Calhoun Griffeth JrJ.P. Morgan Securities LLCNYLIFE Securities LLC03-04-2020
Keri Ann AversaPruco Securities, LLC.NYLIFE Securities LLC03-04-2020
Fabio RodriguesMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Roger W. Tomko Jr.MML Investors Services, LLCNYLIFE Securities LLC03-04-2020
William Thurman MclaughlinNational Securities CorporationNYLIFE Securities LLC03-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.