Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy D Rozzell6 Meridian LLCNYLIFE Securities LLC04-11-2017
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Jeremy Joseph MoralesAegis Capital Corp.NYLIFE Securities LLC01-27-2017
Leonardo RamirezAegis Capital Corp.NYLIFE Securities LLC03-13-2015
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Matthew William MauzeyAllstate Financial Services, LLCNYLIFE Securities LLC02-07-2019
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Kyle Richard RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Jude Albert WattersAllstate Financial Services, LLCNYLIFE Securities LLC$7111-15-2017
Keith William LittleAllstate Financial Services, LLCNYLIFE Securities LLC11-01-2017
Mark Taylor McfarlandAllstate Financial Services, LLCNYLIFE Securities LLC10-11-2017
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Hanna Gishim PaikAllstate Financial Services, LLCNYLIFE Securities LLC05-31-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Rodrick Kevin SullivanAllstate Financial Services, LLCNYLIFE Securities LLC04-20-2017
Louis KarpAllstate Financial Services, LLCNYLIFE Securities LLC01-20-2017
Alaine Danielle MacdougallAllstate Financial Services, LLCNYLIFE Securities LLC12-09-2016
Prabhjit Singh DhillonAllstate Financial Services, LLCNYLIFE Securities LLC12-06-2016
Guy Lee RichardsonAllstate Financial Services, LLCNYLIFE Securities LLC12-01-2016
Keith Alan BrantleyAllstate Financial Services, LLCNYLIFE Securities LLC10-10-2016
Steven Edward SmithAllstate Financial Services, LLCNYLIFE Securities LLC10-07-2016
Next Page »

Showing 1 to 25 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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