Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Christopher William FullbrightAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Robert Daniel WatsonAE Wealth Management, LLCNYLIFE Securities LLC02-20-2020
Andrew Paul ShakespeareAllstate Financial Services, LLCNYLIFE Securities LLC07-01-2020
Monica CarrilloAllstate Financial Services, LLCNYLIFE Securities LLC06-11-2020
Sinhy LimAllstate Financial Services, LLCNYLIFE Securities LLC05-29-2020
Royce Daniel CappisAllstate Financial Services, LLCNYLIFE Securities LLC04-08-2020
Christopher Steven CoffeyAllstate Financial Services, LLCNYLIFE Securities LLC11-25-2019
Jeffery Clay DillonAllstate Financial Services, LLCNYLIFE Securities LLC10-09-2019
Lawrence D KingAllstate Financial Services, LLCNYLIFE Securities LLC08-05-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Kenneth Arthur CormierAllstate Financial Services, LLCNYLIFE Securities LLC12-10-2018
John Ernest ValleAllstate Financial Services, LLCNYLIFE Securities LLC10-31-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Shana Renee BradleyAllstate Financial Services, LLCNYLIFE Securities LLC08-01-2018
Scott A PruettAllstate Financial Services, LLCNYLIFE Securities LLC07-30-2018
James Lavern RussellAllstate Financial Services, LLCNYLIFE Securities LLC07-11-2018
Michael J WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
Steven Andrew MilwichAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2018
Kyle R RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Jude Albert WattersAllstate Financial Services, LLCNYLIFE Securities LLC$7111-15-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.