Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barney Howard MooreEquitable Advisors, LLCNYLIFE Securities LLC$1001-15-2009
Gabriel M NelsonGabe Nelson Financial, Inc.NYLIFE Securities LLC$1001-28-2009
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Jenny Tran LuongState Farm VP Management Corp.NYLIFE Securities LLC04-09-2009
Brian P McNamaraMML Investors Services, LLCNYLIFE Securities LLC$2404-20-2009
Bonnita Lee HargisAllstate Financial Services, LLCNYLIFE Securities LLC04-28-2009
Richard Bruce FeldmannVoya Financial Advisors, Inc.NYLIFE Securities LLC$2505-22-2009
Darin Joseph AlexanderVoya Financial Advisors, Inc.NYLIFE Securities LLC$5005-27-2009
Gary Joseph VickAvantax Investment Services, Inc.NYLIFE Securities LLC08-11-2009
Bradley Gene WalkoviakAmeriprise Financial Services, LLCNYLIFE Securities LLC$2508-19-2009
Michael Dean ReedMML Investors Services, LLCNYLIFE Securities LLC09-01-2009
Sherry S GebersFBL Marketing Services, LLCNYLIFE Securities LLC10-20-2009
Calvin McGowan JrState Farm VP Management Corp.NYLIFE Securities LLC12-16-2009
Dave James KellerCountry Capital Management CompanyNYLIFE Securities LLC12-16-2009
Joseph Scott MessingerCapstone Wealth PartnersNYLIFE Securities LLC$1001-21-2010
Ryan Lee SheppardCapstone Wealth PartnersNYLIFE Securities LLC01-21-2010
Ronald Troy KaperLincoln Financial Securities CorporationNYLIFE Securities LLC02-01-2010
Lauren Elizabeth WellingNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-09-2010
Patrick Joseph McguireMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-15-2010
Daniel C EisenhoothState Farm VP Management Corp.NYLIFE Securities LLC02-17-2010
Robert James MetzgerPackerland Brokerage Services, Inc.NYLIFE Securities LLC02-22-2010
Michelle Dh GriffinLPL Financial LLCNYLIFE Securities LLC$5002-25-2010
William James MarinelliRoyal Alliance Associates, Inc.NYLIFE Securities LLC03-09-2010
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Showing 1 to 25 of 882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.