Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Jay LondonChase Investment Services Corp.NYLIFE Securities LLC01-06-2009
Blake Courtney ReaSecurities America, Inc.NYLIFE Securities LLC01-28-2009
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Richard Lee WatsonCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Dustin Ray FadigaFirst Heartland Capital, Inc.NYLIFE Securities LLC03-02-2009
Debby Jo FuglebergMML Investors Services, LLCNYLIFE Securities LLC03-26-2009
Diana Claire LougenM&T Securities, Inc.NYLIFE Securities LLC03-30-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Jenny Tran LuongState Farm VP Management Corp.NYLIFE Securities LLC04-09-2009
Brian Peter McnamaraMML Investors Services, LLCNYLIFE Securities LLC$2404-20-2009
Gary Scott PollanLPL Financial LLCNYLIFE Securities LLC$2504-20-2009
Bonnita Lee HargisAllstate Financial Services, LLCNYLIFE Securities LLC04-28-2009
Richard Bruce FeldmannVoya Financial Advisors, Inc.NYLIFE Securities LLC$2505-22-2009
Darin Joseph AlexanderVoya Financial Advisors, Inc.NYLIFE Securities LLC$5005-27-2009
Andres G BattaAllstate Financial Services, LLCNYLIFE Securities LLC05-28-2009
Raheel HussainPruco Securities, LLC.NYLIFE Securities LLC06-09-2009
John Edwin CurtissMetLife Securities Inc.NYLIFE Securities LLC06-29-2009
James Louis Duchene Jr.Lincoln Financial Advisors CorporationNYLIFE Securities LLC07-01-2009
Gregory Joseph MasseyWaddell & ReedNYLIFE Securities LLC$1007-13-2009
Gregory Ray MeyerFirst Command Financial Planning, Inc.NYLIFE Securities LLC$15007-15-2009
Michelle MingChase Investment Services Corp.NYLIFE Securities LLC07-22-2009
Gary Joseph VickHD Vest Investment ServicesNYLIFE Securities LLC$10008-11-2009
Carlos Camero GomezAllstate Financial Services, LLCNYLIFE Securities LLC$5008-13-2009
Bradley Gene WalkoviakAmeriprise Financial Services, Inc.NYLIFE Securities LLC$2508-19-2009
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Showing 1 to 25 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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