Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron WoodPark Avenue Securities LLCNYLIFE Securities LLC05-14-2020
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Adriana Bethsabe ZellersM&T Securities, Inc.NYLIFE Securities LLC02-24-2020
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Alana Alexandra RudkovskyMcLean Asset Management Corp.NYLIFE Securities LLC02-26-2018
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Alexander Charles HoseyEdward JonesNYLIFE Securities LLC01-22-2020
Alexander Gary FolkenFidelity Brokerage Services LLCNYLIFE Securities LLC06-17-2020
Alexander John WallerichKestra Investment Services, LLCNYLIFE Securities LLC03-08-2017
Alexander Joseph LacroceLincoln Financial Advisors CorporationNYLIFE Securities LLC07-01-2019
Alfred Charles MarianoInfinex Investments, Inc.NYLIFE Securities LLC04-05-2018
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Ali Abbas NasserValMark Securities, Inc.NYLIFE Securities LLC$5008-18-2010
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Alissa J HyresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-24-2012
Allegra S ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Alvin Omar AhmedJ.P. Morgan Securities LLCNYLIFE Securities LLC01-16-2018
Alwin F Martinez-GonzalezPark Avenue Securities LLCNYLIFE Securities LLC07-18-2019
Amber C SuttonFifth Third Securities, Inc.NYLIFE Securities LLC05-10-2018
Amber J CummingsCitizens Securities, Inc.NYLIFE Securities LLC05-08-2014
Amber Leigh FlanaganKestra Investment Services, LLCNYLIFE Securities LLC05-12-2020
Amber Lynne WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-10-2019
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
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Showing 1 to 25 of 882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.