Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Adam Lee TafoyaFirst Heartland Capital, Inc.NYLIFE Securities LLC06-13-2018
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alejandro Tomas PinaUSAA Financial Advisors, Inc.NYLIFE Securities LLC09-24-2014
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Alexander John WallerichKestra Investment Services, LLCNYLIFE Securities LLC03-08-2017
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Ali Abbas NasserValMark Securities, Inc.NYLIFE Securities LLC$1008-18-2010
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Alissa J HyresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-24-2012
Allegra S. ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Amber Jean CummingsCitizens Securities, Inc.NYLIFE Securities LLC05-08-2014
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
Amelia Sterling MorganJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2013
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Andrew A. McFallsAllstate Financial Services, LLCNYLIFE Securities LLC01-24-2013
Andrew Beyer HeinzAllstate Financial Services, LLCNYLIFE Securities LLC11-08-2012
Andrew Ian SmithCitizens Securities, Inc.NYLIFE Securities LLC08-30-2016
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Andrew Jude JaramilloPlanMember Securities CorporationNYLIFE Securities LLC01-15-2013
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Andrew Nigel McDonaldWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-20-2010
Andrew Steven MeyersLPL Financial LLCNYLIFE Securities LLC08-25-2014
Andrew Todd BermanMML Investors Services, LLCNYLIFE Securities LLC04-16-2015
Next Page »

Showing 1 to 25 of 577 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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