Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lourdes Ros McmichaelEdward JonesNYLIFE Securities LLC04-16-2018
Timothy Josh GanttEdward JonesNYLIFE Securities LLC12-14-2017
Barry Dean SartainEdward JonesNYLIFE Securities LLC09-19-2017
Byron Neal TylerEdward JonesNYLIFE Securities LLC09-13-2017
Charles William Daniels IIIEdward JonesNYLIFE Securities LLC07-21-2017
Mark W. RosemaEdward JonesNYLIFE Securities LLC06-30-2017
Karina Gabriela FreemanEdward JonesNYLIFE Securities LLC02-16-2017
Jeffrey P. ClarkEdward JonesNYLIFE Securities LLC01-09-2017
Jonathon Adam TilfordEdward JonesNYLIFE Securities LLC11-24-2015
Douglas Melvin NoremEdward JonesNYLIFE Securities LLC09-16-2013
Lashundra Rushal StrotherEdward JonesNYLIFE Securities LLC08-21-2013
John Howard FisherEdward JonesNYLIFE Securities LLC08-27-2012

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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