Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David BandalanJ.P. Morgan Securities LLCNYLIFE Securities LLC04-22-2020
Gina Anne HahnJ.P. Morgan Securities LLCNYLIFE Securities LLC03-12-2020
James Calhoun Griffeth JrJ.P. Morgan Securities LLCNYLIFE Securities LLC03-04-2020
Diana Lee JansenJ.P. Morgan Securities LLCNYLIFE Securities LLC02-21-2020
Ninh Ha Hai NguyenJ.P. Morgan Securities LLCNYLIFE Securities LLC01-22-2020
Michele Denise HopsonJ.P. Morgan Securities LLCNYLIFE Securities LLC01-16-2020
Raquel TorresJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2020
Crystal K. FowlerJ.P. Morgan Securities LLCNYLIFE Securities LLC01-07-2020
Isaac Jourdain QuintanillaJ.P. Morgan Securities LLCNYLIFE Securities LLC12-13-2019
Beza Inku SamuelJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2019
Staci Lynn BonduraJ.P. Morgan Securities LLCNYLIFE Securities LLC09-24-2019
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Corey James CollinsJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2019
Anthony Joseph GutierrezJ.P. Morgan Securities LLCNYLIFE Securities LLC08-15-2019
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Nikolas Christian RefanidisJ.P. Morgan Securities LLCNYLIFE Securities LLC08-02-2019
Matthew Coudon MccluskeyJ.P. Morgan Securities LLCNYLIFE Securities LLC02-12-2019
Garica Brown Brown CremeansJ.P. Morgan Securities LLCNYLIFE Securities LLC02-04-2019
Shaun Marshall TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2019
Santanna Deshea MoodyJ.P. Morgan Securities LLCNYLIFE Securities LLC12-24-2018
Nick Allen NeefJ.P. Morgan Securities LLCNYLIFE Securities LLC11-15-2018
Brandon Joseph HebertJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2018
Leyland Angus Lindie Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC09-27-2018
Yvonne Parnell WynterJ.P. Morgan Securities LLCNYLIFE Securities LLC09-26-2018
Joseph Leo PenaJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2018
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.