Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raquel TorresJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2020
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Yvonne Parnell WynterJ.P. Morgan Securities LLCNYLIFE Securities LLC09-26-2018
Yuan ZhuangJ.P. Morgan Securities LLCNYLIFE Securities LLC08-09-2018
Albert VenturaJ.P. Morgan Securities LLCNYLIFE Securities LLC07-17-2018
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
James Ryan RoselleJ.P. Morgan Securities LLCNYLIFE Securities LLC11-17-2017
Selig Nathan KratensteinJ.P. Morgan Securities LLCNYLIFE Securities LLC07-13-2017
Syed Yaser HasanJ.P. Morgan Securities LLCNYLIFE Securities LLC05-22-2017
Sean Patrick McdermottJ.P. Morgan Securities LLCNYLIFE Securities LLC04-24-2017
Qurat AnneJ.P. Morgan Securities LLCNYLIFE Securities LLC02-27-2017
Kenneth Gabriel ZoneJ.P. Morgan Securities LLCNYLIFE Securities LLC11-22-2016
Christopher Jesus RiofrioJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2016
Steven DemundoJ.P. Morgan Securities LLCNYLIFE Securities LLC02-08-2016
Jason John VoelklJ.P. Morgan Securities LLCNYLIFE Securities LLC01-14-2016
Stephanie Kim SecorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-04-2016
Bart Francis DichiaroJ.P. Morgan Securities LLCNYLIFE Securities LLC12-14-2015
Richard Joseph Nappi Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC11-12-2015
Harris ChanJ.P. Morgan Securities LLCNYLIFE Securities LLC09-02-2015
Brian Manuel RiveraJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2015
Joseph Richard LamuraJ.P. Morgan Securities LLCNYLIFE Securities LLC07-25-2015
Albert ChcouryJ.P. Morgan Securities LLCNYLIFE Securities LLC05-06-2015
Anthony Edward KellyJ.P. Morgan Securities LLCNYLIFE Securities LLC04-01-2015
Dong ZhengJ.P. Morgan Securities LLCNYLIFE Securities LLC03-26-2015
Antonio MasciJ.P. Morgan Securities LLCNYLIFE Securities LLC03-09-2015
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.