Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-14-2020
Amber Lynne WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-10-2019
Jonathan A. Fisher Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-31-2019
Andy Alexander RubioMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-29-2019
Shontae Diana TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-25-2019
Cleo BeletsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-19-2019
Zachary John OsbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-09-2019
Odalis MedianeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-25-2019
Robert F. Butler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-01-2019
Jinesh K. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-11-2019
Andrew VenezieMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-02-2019
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Li PanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
Connor Michael KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-04-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Craig J. RichardMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-17-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Dung MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-05-2018
David Joseph HubbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-13-2017
Michael Robert DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Eric Ma WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Jozef KuzmkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-29-2017
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.