Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Han Suk TritschPark Avenue Securities LLCNYLIFE Securities LLC12-05-2019
Yuying JinPark Avenue Securities LLCNYLIFE Securities LLC11-06-2019
Chad Jonathon RustenPark Avenue Securities LLCNYLIFE Securities LLC$10009-10-2019
Alwin F. Martinez-GonzalezPark Avenue Securities LLCNYLIFE Securities LLC07-18-2019
Balaji SathrugnanPark Avenue Securities LLCNYLIFE Securities LLC02-25-2019
Jacob David PeersPark Avenue Securities LLCNYLIFE Securities LLC10-19-2018
Junko OkamotoPark Avenue Securities LLCNYLIFE Securities LLC08-30-2018
Matthew R LyonPark Avenue Securities LLCNYLIFE Securities LLC08-16-2018
Michael Richard GallasPark Avenue Securities LLCNYLIFE Securities LLC05-04-2018
Joseph L. Lemois Jr.Park Avenue Securities LLCNYLIFE Securities LLC04-16-2018
Tobi Yue-PittelliPark Avenue Securities LLCNYLIFE Securities LLC03-01-2018
Grant James ButakPark Avenue Securities LLCNYLIFE Securities LLC02-14-2018
Jared E. EllisPark Avenue Securities LLCNYLIFE Securities LLC02-09-2018
Edward Dale MeraclePark Avenue Securities LLCNYLIFE Securities LLC12-21-2017
Jonathan M BarreraPark Avenue Securities LLCNYLIFE Securities LLC10-16-2017
Trenton Lee TatePark Avenue Securities LLCNYLIFE Securities LLC09-08-2017
Samuel J. GroomsPark Avenue Securities LLCNYLIFE Securities LLC06-05-2017
Marc Alexander BregmanPark Avenue Securities LLCNYLIFE Securities LLC03-21-2017
Judson E. PyattPark Avenue Securities LLCNYLIFE Securities LLC02-03-2017
Robert RizzutoPark Avenue Securities LLCNYLIFE Securities LLC11-09-2016
Bruce Philip Fogwell Jr.Park Avenue Securities LLCNYLIFE Securities LLC$10010-10-2016
Francis Vincent RizzoPark Avenue Securities LLCNYLIFE Securities LLC$25010-05-2016
Cosmo LaurinoPark Avenue Securities LLCNYLIFE Securities LLC06-10-2016
Robert Philip Depalo Jr.Park Avenue Securities LLCNYLIFE Securities LLC05-26-2016
Lynn JacobowskiPark Avenue Securities LLCNYLIFE Securities LLC05-19-2016
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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