Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$5507-10-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Marie A. KirschPruco Securities, LLC.NYLIFE Securities LLC03-20-2019
Robert Steven GershonPruco Securities, LLC.NYLIFE Securities LLC03-13-2019
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
Scott J. KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Rita Marie Lacanfora-PotterPruco Securities, LLC.NYLIFE Securities LLC12-12-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Dhrubo Kumar SircarPruco Securities, LLC.NYLIFE Securities LLC08-16-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Neal Gordon HuffmanPruco Securities, LLC.NYLIFE Securities LLC04-06-2018
Brian R. EnglePruco Securities, LLC.NYLIFE Securities LLC03-20-2018
Ryan Robert RushePruco Securities, LLC.NYLIFE Securities LLC01-09-2018
Maurice Delshawn WrightPruco Securities, LLC.NYLIFE Securities LLC10-06-2017
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
David Michael SchneiderPruco Securities, LLC.NYLIFE Securities LLC11-09-2016
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Rosaline AlamPruco Securities, LLC.NYLIFE Securities LLC08-18-2016
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Gerry PakPruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Erin Katherine HettPruco Securities, LLC.NYLIFE Securities LLC04-25-2016
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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