Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Allegra S. ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Brian R. EnglePruco Securities, LLC.NYLIFE Securities LLC03-20-2018
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Darrick HokansonPruco Securities, LLC.NYLIFE Securities LLC07-24-2013
David Michael SchneiderPruco Securities, LLC.NYLIFE Securities LLC11-09-2016
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$5507-10-2019
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Dhrubo Kumar SircarPruco Securities, LLC.NYLIFE Securities LLC08-16-2018
Erin Katherine HettPruco Securities, LLC.NYLIFE Securities LLC04-25-2016
Gerry PakPruco Securities, LLC.NYLIFE Securities LLC05-23-2016
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
Jeremy W. AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
John Edward CullenPruco Securities, LLC.NYLIFE Securities LLC10-15-2013
Kevin K. YookPruco Securities, LLC.NYLIFE Securities LLC10-24-2013
Kurt Douglas FerrisPruco Securities, LLC.NYLIFE Securities LLC08-06-2013
Marie A. KirschPruco Securities, LLC.NYLIFE Securities LLC03-20-2019
Mark Alan WattsPruco Securities, LLC.NYLIFE Securities LLC10-08-2014
Maurice Delshawn WrightPruco Securities, LLC.NYLIFE Securities LLC10-06-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Neal Gordon HuffmanPruco Securities, LLC.NYLIFE Securities LLC04-06-2018
Philip Keith McCallPruco Securities, LLC.NYLIFE Securities LLC07-27-2015
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Rebecca Luckey MartinPruco Securities, LLC.NYLIFE Securities LLC05-07-2012
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.