Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Linn MosleyNYLIFE Securities LLCNYLIFE Securities LLC04-09-2020
Matt Andrew WilliamsAptus Capital Advisors, LLCNYLIFE Securities LLC02-01-2019
Joshua Boyd NullProEquities, Inc.NYLIFE Securities LLC07-05-2018
Matthew Alan ArmstrongMML Investors Services, LLCNYLIFE Securities LLC07-05-2018
Billy Ray WilliamsAptus Capital Advisors, LLCNYLIFE Securities LLC01-09-2018
Gerald Franklin Rainbolt Jr.PNC InvestmentsNYLIFE Securities LLC09-22-2017
Camilla Manly TracyHornor, Townsend & Kent, LLCNYLIFE Securities LLC08-17-2017
Shannon Kyl ShriverOneAmerica Securities, Inc.NYLIFE Securities LLC07-31-2017
Richard C. AlexanderPrincipal Securities, Inc.NYLIFE Securities LLC06-20-2017
Michael J. TurlingtonMML Investors Services, LLCNYLIFE Securities LLC02-21-2017
Thomas Parkes WebbPruco Securities, LLC.NYLIFE Securities LLC09-20-2016
Clifford Dexter MarksMML Investors Services, LLCNYLIFE Securities LLC08-15-2016
Matthew Tyler SullivanMML Investors Services, LLCNYLIFE Securities LLC07-01-2016
Robert Kelly IknerProEquities, Inc.NYLIFE Securities LLC06-30-2016
Robert P. Hanner Jr.MML Investors Services, LLCNYLIFE Securities LLC$1006-02-2016
Oliver Reeves IIIAllstate Financial Services, LLCNYLIFE Securities LLC07-06-2015
Frank C. Farnell Sr.Allstate Financial Services, LLCNYLIFE Securities LLC06-05-2015
Jimmie Watkins IIIAvantax Investment Services, Inc.NYLIFE Securities LLC08-26-2014
Jeremy Alexander CrewsBBVA Securities Inc.NYLIFE Securities LLC06-11-2013

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.