Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele Denise HopsonJ.P. Morgan Securities LLCNYLIFE Securities LLC01-16-2020
Peter Vincent Ramundo Jr.MML Investors Services, LLCNYLIFE Securities LLC01-15-2020
William Mcruel BarrusAmeritas Investment Company, LLCNYLIFE Securities LLC12-09-2019
Jamal M. EnglishQuestar Capital CorporationNYLIFE Securities LLC07-06-2018
Michael CipollettiVanguard Marketing CorporationNYLIFE Securities LLC12-11-2017
John Charles KeaneBMO Harris Financial Advisors, Inc.NYLIFE Securities LLC09-01-2017
Robert J. CacioppoMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
Ryan G. GolsethLPL Financial LLCNYLIFE Securities LLC01-31-2017
Carlos Alberto GarciaNYLIFE Securities LLCNYLIFE Securities LLC04-27-2016
Duane Neil BurghardStifel, Nicolaus & Company, IncorporatedNYLIFE Securities LLC04-13-2016
Daniel Francis FoleyMML Investors Services, LLCNYLIFE Securities LLC03-28-2016
Adam Seth WhitingMML Investors Services, LLCNYLIFE Securities LLC03-02-2016
Wayne Henrie HildebrandMetLife Securities Inc.NYLIFE Securities LLC01-22-2016
Ben W Warren YoungFidelity Brokerage Services LLCNYLIFE Securities LLC09-23-2015
Nusret AkcayFarmers Financial Solutions, LLCNYLIFE Securities LLC10-20-2014
Alejandro Tomas PinaUSAA Financial Advisors, Inc.NYLIFE Securities LLC09-24-2014
Yvonne LicanoCountry Capital Management CompanyNYLIFE Securities LLC08-05-2014
James Theodore DekoschakFidelity Brokerage Services LLCNYLIFE Securities LLC06-13-2014
Peter Pakkeung ChanNYLIFE Securities LLCNYLIFE Securities LLC12-24-2013
Bryan R NoonanWells Fargo Clearing Services, LLCNYLIFE Securities LLC10-26-2011
Octavio Valencia ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-26-2011
Derek John PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-22-2011
Zachary L. WilkCountry Capital Management CompanyNYLIFE Securities LLC05-10-2010
Nidia M. FloresAXA Advisors, LLCNYLIFE Securities LLC10-26-2009
Thomas Michael FischerLincoln Financial Advisors CorporationNYLIFE Securities LLC10-14-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.