Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelina OrnelasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
Douglas Krug McdanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Timothy Paul GetzoffNI AdvisorsNYLIFE Securities LLC01-10-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
James Brian CameronRoush Investment GroupNYLIFE Securities LLC01-02-2018
Kylie Breanne SilvaMorgan StanleyNYLIFE Securities LLC11-29-2017
Jonathan Michael BarreraPark Avenue Securities LLCNYLIFE Securities LLC10-16-2017
Hanna Gishim PaikAllstate Financial Services, LLCNYLIFE Securities LLC05-31-2017
Megumi Taniuchi MccaffreyAXA Advisors, LLCNYLIFE Securities LLC03-24-2017
Marc Alexander BregmanPark Avenue Securities LLCNYLIFE Securities LLC03-21-2017
Russell Kent AuyeungThrivent Investment Management Inc.NYLIFE Securities LLC03-14-2017
Ralph Marcelo KuonFarmers Financial Solutions, LLCNYLIFE Securities LLC02-24-2017
Prabhjit Singh DhillonAllstate Financial Services, LLCNYLIFE Securities LLC12-06-2016
Guy Lee RichardsonAllstate Financial Services, LLCNYLIFE Securities LLC12-01-2016
Richard Escay AscalonJ.P. Morgan Securities LLCNYLIFE Securities LLC$1011-07-2016
Steven Edward SmithAllstate Financial Services, LLCNYLIFE Securities LLC10-07-2016
William Jeffrey SpectorAllstate Financial Services, LLCNYLIFE Securities LLC09-26-2016
Adam BarMML Investors Services, LLCNYLIFE Securities LLC09-22-2016
Jamie Myers EslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-20-2016
Gavin Gerard DunneAllstate Financial Services, LLCNYLIFE Securities LLC08-19-2016
Rosaline AlamPruco Securities, LLC.NYLIFE Securities LLC08-18-2016
Yohei FukudaHonest Wealth LLCNYLIFE Securities LLC08-18-2016
Charles Edward BorkFarmers Financial Solutions, LLCNYLIFE Securities LLC08-10-2016
Marine AshnalikyanThrivent Investment Management Inc.NYLIFE Securities LLC07-27-2016
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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