Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Anne P ButlerNYLIFE Securities LLCNYLIFE Securities LLC03-26-2020
Angel Ricardo VegaMoney Concepts Capital CorpNYLIFE Securities LLC09-25-2019
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Kenan Anderson GodfreyTransamerica Financial Advisors, IncNYLIFE Securities LLC01-08-2019
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Jacob D. PeersPark Avenue Securities LLCNYLIFE Securities LLC10-19-2018
Lebron C. MorganMML Investors Services, LLCNYLIFE Securities LLC$1008-10-2018
Earle Denis Layng IIMML Investors Services, LLCNYLIFE Securities LLC06-01-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
Antonio Dewayne SankeyTaylor Capital Management Inc.NYLIFE Securities LLC$1,50007-13-2017
Ricardo BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-19-2017
Bryan Delorum NorrisLPL Financial LLCNYLIFE Securities LLC04-25-2017
Rodrick Kevin SullivanAllstate Financial Services, LLCNYLIFE Securities LLC04-20-2017
Robert Aaron WilsonTriad Advisors LLCNYLIFE Securities LLC01-05-2017
Jonathon Whitacre SanningPruco Securities, LLC.NYLIFE Securities LLC12-09-2016
Michael Franklin BreadyIfs SecuritiesNYLIFE Securities LLC07-12-2016
Walter James Holston Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC07-08-2016
Matthew Adam JanssenE*TRADE Securities LLCNYLIFE Securities LLC06-01-2016
Thomas Warren HowesInternational Financial Solutions, Inc.NYLIFE Securities LLC$1004-28-2016
Robert Christopher GaillardMML Investors Services, LLCNYLIFE Securities LLC02-24-2016
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
Becksun ParkMML Investors Services, LLCNYLIFE Securities LLC06-26-2015
Richard Dominic AdamsPruco Securities, LLC.NYLIFE Securities LLC03-27-2015
James Lee Joiner IVMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.