Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Frank BatyAmeritas Investment Corp.NYLIFE Securities LLC05-28-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Joey Dominic BuntonMoney Concepts Capital CorpNYLIFE Securities LLC01-16-2018
David Christopher HeinleT2 Asset Management, LLCNYLIFE Securities LLC03-15-2016
Anthony J. PacioneEdward JonesNYLIFE Securities LLC07-14-2015
Stanislav ZelivianskiPrincipal Securities, Inc.NYLIFE Securities LLC06-15-2015
Van A Andrew Ewing IIPark Avenue Securities LLCNYLIFE Securities LLC04-17-2015
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
David L. HellerLPL Financial LLCNYLIFE Securities LLC08-02-2013
Jennifer Paige MannMML Investors Services, LLCNYLIFE Securities LLC03-20-2012
Joseph Carl SpataroWaddell & ReedNYLIFE Securities LLC07-15-2011
Myron Duane FisherCetera Financial Specialists LLCNYLIFE Securities LLC03-04-2011
Brant Jason SpreitzerCountry Capital Management CompanyNYLIFE Securities LLC09-24-2010
Michael Donald PetersenPrincipal Securities, Inc.NYLIFE Securities LLC09-16-2010
Shirley Fun ChanLPL Financial LLCNYLIFE Securities LLC09-09-2010
John Joseph PiotrowiczAllstate Financial Services, LLCNYLIFE Securities LLC06-04-2010
Richard Neil RosenbergLPL Financial LLCNYLIFE Securities LLC05-11-2010
Dave James KellerCountry Capital Management CompanyNYLIFE Securities LLC12-16-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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