Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott A. PruettAllstate Financial Services, LLCNYLIFE Securities LLC07-30-2018
Ada GarciaAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2013
John Joseph PiotrowiczAllstate Financial Services, LLCNYLIFE Securities LLC06-04-2010
Robert Frank BatyAmeritas Investment Company, LLCNYLIFE Securities LLC05-28-2019
Myron Duane FisherCetera Financial Specialists LLCNYLIFE Securities LLC$1003-04-2011
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Brant Jason SpreitzerCountry Capital Management CompanyNYLIFE Securities LLC09-24-2010
Dave James KellerCountry Capital Management CompanyNYLIFE Securities LLC12-16-2009
Anthony J. PacioneEdward JonesNYLIFE Securities LLC07-14-2015
Amber C. SuttonFifth Third Securities, Inc.NYLIFE Securities LLC05-10-2018
Yahaira FelixFifth Third Securities, Inc.NYLIFE Securities LLC11-03-2015
Michael J MargolisFifth Third Securities, Inc.NYLIFE Securities LLC01-07-2011
Jim Davis Hull IIGoldman Sachs & Co.NYLIFE Securities LLC07-03-2018
Rodney Carl WrightHorace Mann Investors, Inc.NYLIFE Securities LLC08-19-2019
Brandon Renard BerryJ.P. Morgan Securities LLCNYLIFE Securities LLC10-19-2015
Jona Siko Sr.J.P. Morgan Securities LLCNYLIFE Securities LLC01-15-2015
Jameson TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC10-28-2014
Edward Robert Vrablik IILPL Financial LLCNYLIFE Securities LLC$10009-29-2017
Jianwei LiLPL Financial LLCNYLIFE Securities LLC08-22-2017
David L. HellerLPL Financial LLCNYLIFE Securities LLC08-02-2013
Shirley Fun ChanLPL Financial LLCNYLIFE Securities LLC09-09-2010
Richard Neil RosenbergLPL Financial LLCNYLIFE Securities LLC05-11-2010
Richard R Shalla Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-05-2010
John Edwin CurtissMetLife Securities Inc.NYLIFE Securities LLC06-29-2009
Mi Yeon Yeon KatzMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.