Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tha Van TrinhWells Fargo Clearing Services, LLCNYLIFE Securities LLC02-24-2020
Michael Joseph PaletWells Fargo Clearing Services, LLCNYLIFE Securities LLC11-30-2012
Joseph Carl SpataroWaddell & ReedNYLIFE Securities LLC07-15-2011
John Lawrence TownsendThrivent Investment Management Inc.NYLIFE Securities LLC06-03-2014
David Christopher HeinleT2 Asset Management, LLCNYLIFE Securities LLC03-15-2016
Ryan Keith VestSentinus, LLCNYLIFE Securities LLC03-20-2017
Terry L. ElmorePruco Securities, LLC.NYLIFE Securities LLC09-11-2018
Jason YangPruco Securities, LLC.NYLIFE Securities LLC06-15-2018
Therese Antoinette ZachataPruco Securities, LLC.NYLIFE Securities LLC06-07-2018
Elizabeth R. SimsPruco Securities, LLC.NYLIFE Securities LLC05-16-2018
Thomas C. McCarthyPruco Securities, LLC.NYLIFE Securities LLC03-16-2016
David Paul QuagliaPruco Securities, LLC.NYLIFE Securities LLC07-10-2014
Gary Alan RossPruco Securities, LLC.NYLIFE Securities LLC04-30-2014
Napoleon Pamor Ana Jr.Principal Securities, Inc.NYLIFE Securities LLC09-16-2015
Stanislav ZelivianskiPrincipal Securities, Inc.NYLIFE Securities LLC06-15-2015
Michael Donald PetersenPrincipal Securities, Inc.NYLIFE Securities LLC09-16-2010
Frances HailemariamPark Avenue Securities LLCNYLIFE Securities LLC02-29-2016
Van A Andrew Ewing IIPark Avenue Securities LLCNYLIFE Securities LLC04-17-2015
Benjamin Andrew CarterPark Avenue Securities LLCNYLIFE Securities LLC12-07-2011
Andre Pierre SenegalOneAmerica Securities, Inc.NYLIFE Securities LLC01-27-2020
Antonio Raul HalekOneAmerica Securities, Inc.NYLIFE Securities LLC10-16-2019
Diane Marie SitkiewiczOneAmerica Securities, Inc.NYLIFE Securities LLC09-26-2019
John George Ulreich Jr.NYLIFE Securities LLCNYLIFE Securities LLC11-04-2015
Mario Michael BelbisNational Securities CorporationNYLIFE Securities LLC06-26-2013
Stefan Alexander Funes VitanzaMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC06-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.