Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Shane WilliamsCommunityAmerica Financial Solutions, LLCNYLIFE Securities LLC09-15-2020
Michael Dean EmmertPruco Securities, LLC.NYLIFE Securities LLC06-17-2020
Jarod R RuckerNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC11-20-2019
David G PikePrivate Client Services, LLCNYLIFE Securities LLC06-12-2019
Michael Russell SnowTower Financial Strategies Corp.NYLIFE Securities LLC07-03-2018
Mark Taylor McfarlandAllstate Financial Services, LLCNYLIFE Securities LLC10-11-2017
Timothy D RozzellPrivate Client Services, LLCNYLIFE Securities LLC05-15-2017
Stephene D BridwellFBL Marketing Services, LLCNYLIFE Securities LLC02-23-2012

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.