Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Jonathan Clark FreemanPruco Securities, LLC.NYLIFE Securities LLC$5001-14-2020
Naveed GullMML Investors Services, LLCNYLIFE Securities LLC12-04-2019
James Louis BagliniAXA Advisors, LLCNYLIFE Securities LLC10-11-2019
Jason DemarzoNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC$710-03-2019
Louis S DonatoCitizens Securities, Inc.NYLIFE Securities LLC$5009-16-2019
Fateh SokkarSecurian Financial Services, Inc.NYLIFE Securities LLC09-05-2019
Bert James GilbertMML Investors Services, LLCNYLIFE Securities LLC$15008-05-2019
Barry Stephen JeansonNYLIFE Securities LLCNYLIFE Securities LLC07-19-2019
Gregory John WorkmanSecurian Financial Services, Inc.NYLIFE Securities LLC07-01-2019
Alexander Joseph LacroceLincoln Financial Advisors CorporationNYLIFE Securities LLC07-01-2019
Rebeca CostaAdvisory Group Equity Services Ltd.NYLIFE Securities LLC05-21-2019
Christopher Michael ObrienCitizens Securities, Inc.NYLIFE Securities LLC05-08-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Shawna Jane FlinkstromNYLIFE Securities LLCNYLIFE Securities LLC02-15-2019
Michael Paul Randolph ArnheiterMML Investors Services, LLCNYLIFE Securities LLC$5001-02-2019
Leo Eugene Choquette Jr.Securian Financial Services, Inc.NYLIFE Securities LLC10-31-2018
Daniel Arthur PionCitizens Securities, Inc.NYLIFE Securities LLC$108-20-2018
Andrew J. LipkeCitizens Securities, Inc.NYLIFE Securities LLC08-20-2018
Marie Elsie ButeauSantander Securities LLCNYLIFE Securities LLC08-02-2018
Daniel Joseph Ferreira JrSantander Securities LLCNYLIFE Securities LLC05-24-2018
Martin Andrew MichaudCitizens Securities, Inc.NYLIFE Securities LLC05-14-2018
Alfred Charles MarianoInfinex Investments, Inc.NYLIFE Securities LLC04-05-2018
Erik Joseph OlearySecurian Financial Services, Inc.NYLIFE Securities LLC04-05-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Andrew L. LewisAmeriprise Financial Services, LLCNYLIFE Securities LLC03-14-2018
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.