Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph McGuireMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-15-2010
Michelle Dh GriffinLPL Financial LLCNYLIFE Securities LLC$20002-25-2010
Daniel E. Jamroz Jr.WRP Investments, Inc.NYLIFE Securities LLC03-22-2010
Mark Raymond NoblePruco Securities, LLC.NYLIFE Securities LLC03-02-2011
Peter W. St GeorgeLPL Financial LLCNYLIFE Securities LLC$1004-06-2011
Jason M. RogersMML Investors Services, LLCNYLIFE Securities LLC12-13-2011
Maureen Ann OconnellLPL Financial LLCNYLIFE Securities LLC06-18-2012
David P. SantoroCommonwealth Financial NetworkNYLIFE Securities LLC07-30-2012
Colin Downey MurrayCitizens Securities, Inc.NYLIFE Securities LLC08-03-2012
Delcarme Francois-LeFortCitizens Securities, Inc.NYLIFE Securities LLC09-20-2012
Mark David SolopertoLincoln InvestmentNYLIFE Securities LLC11-01-2012
Gavin David LynnVoya Financial Advisors, Inc.NYLIFE Securities LLC11-14-2012
Kenneth J GalvinSantander Securities LLCNYLIFE Securities LLC12-10-2012
Miles Stanton Rew PrescottWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-19-2013
Elizabeth Ann ThompsonCitizens Securities, Inc.NYLIFE Securities LLC08-14-2013
Nicholas GiallousisCitizens Securities, Inc.NYLIFE Securities LLC11-26-2013
Christopher Paul CarelliPrivate Advisor Group, LLCNYLIFE Securities LLC12-16-2013
Robert Charles Crocker Jr.Santander Securities LLCNYLIFE Securities LLC02-20-2014
Robert J. Cote Jr.MML Investors Services, LLCNYLIFE Securities LLC04-30-2014
Amber Jean CummingsCitizens Securities, Inc.NYLIFE Securities LLC05-08-2014
Daniel William ObrienSantander Securities LLCNYLIFE Securities LLC07-09-2014
David Anthony MolloFidelity Brokerage Services LLCNYLIFE Securities LLC07-23-2014
Phillip R. PerryLPL Financial LLCNYLIFE Securities LLC09-12-2014
Sean Michael PettengillCambridge Investment Research, Inc.NYLIFE Securities LLC09-12-2014
Barbara Anne QuinnLPL Financial LLCNYLIFE Securities LLC10-23-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.