Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Han Suk TritschPark Avenue Securities LLCNYLIFE Securities LLC12-05-2019
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$2510-23-2019
Robert Bradley IIIMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Jinesh K. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-11-2019
Edward EcksteinPruco Securities, LLC.NYLIFE Securities LLC03-28-2019
Marie A. KirschPruco Securities, LLC.NYLIFE Securities LLC03-20-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
John Charles WempleWells Fargo Clearing Services, LLCNYLIFE Securities LLC01-17-2019
Teigyoku Son SpringerMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Li PanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
John Ernest ValleAllstate Financial Services, LLCNYLIFE Securities LLC10-31-2018
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC10-26-2018
Shyama P ShuklaPruco Securities, LLC.NYLIFE Securities LLC08-22-2018
Jean C. JimenezPruco Securities, LLC.NYLIFE Securities LLC$2504-13-2018
Carolina TorresPackerland Brokerage Services, Inc.NYLIFE Securities LLC02-20-2018
John William KirkpatrickAllstate Financial Services, LLCNYLIFE Securities LLC01-04-2018
Neil Gerard D'AmatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Eric RosenthalHornor, Townsend & Kent, LLCNYLIFE Securities LLC11-07-2017
Anthony Michael MantellinoMML Investors Services, LLCNYLIFE Securities LLC$5010-20-2017
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Lindsay Marie WalkerJ.P. Morgan Securities LLCNYLIFE Securities LLC05-10-2017
Daniel Joseph LabukasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-28-2017
Mustafa Ahmed OsmanUBS Financial Services Inc.NYLIFE Securities LLC01-10-2017
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.