Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC$110-26-2018
Carolina TorresPackerland Brokerage Services, Inc.NYLIFE Securities LLC02-20-2018
Neil Gerard DamatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Daniel Joseph LabukasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-28-2017
Robert FelizPFS Investments Inc.NYLIFE Securities LLC12-22-2016
Robert RizzutoPark Avenue Securities LLCNYLIFE Securities LLC11-09-2016
Jordan GallegosFarmers Financial Solutions, LLCNYLIFE Securities LLC11-03-2016
Michael Dennis GalantJ.P. Morgan Securities LLCNYLIFE Securities LLC09-20-2016
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Timothy Robert McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-03-2016
Hiren G PatelHSBC Securities (USA) Inc.NYLIFE Securities LLC11-04-2015
Paul F GauthierMML Investors Services, LLCNYLIFE Securities LLC10-27-2015
Kyong JangMML Investors Services, LLCNYLIFE Securities LLC07-06-2015
Robert Ira ZennPruco Securities, LLC.NYLIFE Securities LLC12-04-2014
Michael David HonoldLincoln Financial Securities CorporationNYLIFE Securities LLC10-27-2014
Lefranc Junior JosephDavid Lerner Associates, Inc.NYLIFE Securities LLC$110-03-2014
Theodore DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-26-2014
Ari Menachem TeplitzAmerican Portfolios Financial Services, Inc.NYLIFE Securities LLC07-21-2014
Edward Herbert BrooksJ.P. Morgan Securities LLCNYLIFE Securities LLC05-21-2014
Hetal Mahendra GandhiMML Investors Services, LLCNYLIFE Securities LLC03-26-2014
Kevin Ford LambersonAXA Advisors, LLCNYLIFE Securities LLC03-11-2014
Victor David MontasMorgan StanleyNYLIFE Securities LLC03-06-2014
Carolina MataWells Fargo Clearing Services, LLCNYLIFE Securities LLC02-24-2014
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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