Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keri Ann AversaPruco Securities, LLC.NYLIFE Securities LLC03-04-2020
Fabio RodriguesMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Sarwar Zaman KhanAXA Advisors, LLCNYLIFE Securities LLC02-27-2020
Christopher George KellyMML Investors Services, LLCNYLIFE Securities LLC02-05-2020
Thomas BuckleyMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Tolan Marcedric SharpeMML Investors Services, LLCNYLIFE Securities LLC01-31-2020
Dean Devery PurdyNYLIFE Securities LLCNYLIFE Securities LLC01-21-2020
Raquel TorresJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2020
Bradley Vernon ScammellMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
Barry Joseph Queen IISagePoint Financial, Inc.NYLIFE Securities LLC01-07-2020
Sandra ScanniMML Investors Services, LLCNYLIFE Securities LLC01-07-2020
Carleen Rene BorelliNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC01-06-2020
Thomas Andrew LynchEquity Services, Inc.NYLIFE Securities LLC01-03-2020
Aron TurkSecurities America, Inc.NYLIFE Securities LLC12-18-2019
Roark Jacob De Leon-SlatteryMML Investors Services, LLCNYLIFE Securities LLC12-12-2019
Michael PecherskyMML Investors Services, LLCNYLIFE Securities LLC12-02-2019
Michelle Lee MuranakaMML Investors Services, LLCNYLIFE Securities LLC11-29-2019
Jonathan A. Fisher Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-31-2019
Andy Alexander RubioMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-29-2019
Bryan Allen FlynnMML Investors Services, LLCNYLIFE Securities LLC10-09-2019
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Cleo BeletsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-19-2019
Chad Jonathon RustenPark Avenue Securities LLCNYLIFE Securities LLC$1009-10-2019
Angel L. GulizioPruco Securities, LLC.NYLIFE Securities LLC08-22-2019
Jaime KobinMML Investors Services, LLCNYLIFE Securities LLC08-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.