Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Anthony S PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Raymond Oliver LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Aniello Joseph PatalanoPruco Securities, LLC.NYLIFE Securities LLC06-28-2018
Eric GottesmanPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Gerald H EisenbergPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Trenton Lee TatePark Avenue Securities LLCNYLIFE Securities LLC09-08-2017
Sean Patrick NolanKey Investment Services LLCNYLIFE Securities LLC07-31-2017
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Christopher E DowdPruco Securities, LLC.NYLIFE Securities LLC07-03-2017
Jozef Nicholas KuzmkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-29-2017
William Shane Milton Hall Sr.MML Investors Services, LLCNYLIFE Securities LLC06-16-2017
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Rona Sari RosenbergMML Investors Services, LLCNYLIFE Securities LLC04-20-2017
Edward Lee ChandlerM&T Securities, Inc.NYLIFE Securities LLC04-12-2017
Stuart Martin FlaumMML Investors Services, LLCNYLIFE Securities LLC03-31-2017
Stephen Kenneth GanpatMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-29-2017
Timothy Ernst PopkoMorgan StanleyNYLIFE Securities LLC03-21-2017
David Ashton BishopDavid Lerner Associates, Inc.NYLIFE Securities LLC03-10-2017
Qurat AnneJ.P. Morgan Securities LLCNYLIFE Securities LLC02-27-2017
Merle N. BissoonPruco Securities, LLC.NYLIFE Securities LLC02-24-2017
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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