Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Joseph MoralesAegis Capital Corp.NYLIFE Securities LLC01-27-2017
Leonardo RamirezAegis Capital Corp.NYLIFE Securities LLC03-13-2015
Louis Anthony Costantino IIIAllstate Financial Services, LLCNYLIFE Securities LLC02-14-2019
Steven Andrew MilwichAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2018
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Louis KarpAllstate Financial Services, LLCNYLIFE Securities LLC01-20-2017
Alaine Danielle MacdougallAllstate Financial Services, LLCNYLIFE Securities LLC12-09-2016
Muthiah Gurusamy SaravananAllstate Financial Services, LLCNYLIFE Securities LLC08-25-2016
Nathan Elliot LembergAllstate Financial Services, LLCNYLIFE Securities LLC10-22-2014
Patrick James WalshAllstate Financial Services, LLCNYLIFE Securities LLC08-29-2014
Vincent John Daly Jr.Allstate Financial Services, LLCNYLIFE Securities LLC07-08-2014
Wayne Owen DrazekAllstate Financial Services, LLCNYLIFE Securities LLC08-15-2013
Michael Robert CarboneAllstate Financial Services, LLCNYLIFE Securities LLC12-19-2012
Merri Lynn HayesAmerican Portfolios Financial Services, Inc.NYLIFE Securities LLC09-22-2017
Ronald Lee SnavelyAmerican Portfolios Financial Services, Inc.NYLIFE Securities LLC06-14-2016
Dirk Allen OldsAmerican Portfolios Financial Services, Inc.NYLIFE Securities LLC01-06-2014
Vincent Albert PiscitelliAmeriprise Financial Services, LLCNYLIFE Securities LLC04-04-2018
Sarwar Zaman KhanAXA Advisors, LLCNYLIFE Securities LLC02-27-2020
Joseph Patrick KazlauAXA Advisors, LLCNYLIFE Securities LLC06-07-2019
Michael Paul ButenskyAXA Advisors, LLCNYLIFE Securities LLC10-21-2016
John Michael FlynnAXA Advisors, LLCNYLIFE Securities LLC10-05-2016
Ronique StreeteAXA Advisors, LLCNYLIFE Securities LLC10-01-2015
Patrick William TurbittAXA Advisors, LLCNYLIFE Securities LLC11-18-2013
Nicholas JecewizAXA Advisors, LLCNYLIFE Securities LLC03-08-2013
Joseph Monteleone IIIAXA Advisors, LLCNYLIFE Securities LLC01-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.