Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Robert Steven GershonPruco Securities, LLC.NYLIFE Securities LLC03-13-2019
Anthony PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Louis Anthony Costantino IIIAllstate Financial Services, LLCNYLIFE Securities LLC02-14-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Vincent Albert PiscitelliAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-04-2018
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
George FayezishkMML Investors Services, LLCNYLIFE Securities LLC02-12-2018
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Jozef KuzmkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-29-2017
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Stuart Martin FlaumMML Investors Services, LLCNYLIFE Securities LLC03-31-2017
Timothy Ernst PopkoMorgan StanleyNYLIFE Securities LLC03-21-2017
Louis KarpAllstate Financial Services, LLCNYLIFE Securities LLC01-20-2017
Sang Soo KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-03-2016
Michael Paul ButenskyAXA Advisors, LLCNYLIFE Securities LLC10-21-2016
Michael Garrison WaresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-20-2016
Ron ShaharNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC10-17-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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