Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Christopher Charles SlatteryEdward JonesNYLIFE Securities LLC11-26-2012
Christopher Todd RobertAXA Advisors, LLCNYLIFE Securities LLC11-25-2014
Coleman O'LearyCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Douglas Allen BodkinAllstate Financial Services, LLCNYLIFE Securities LLC05-20-2011
Ellen Marie MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-19-2014
Fatima Malgapo MolinaJ.P. Morgan Securities LLCNYLIFE Securities LLC11-27-2015
Jeffrey D. WestCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
John R. DobayJ.P. Morgan Securities LLCNYLIFE Securities LLC07-24-2014
Jonathan Patrick CodispotiPark Avenue Securities LLCNYLIFE Securities LLC05-27-2015
Joseph Michael FranklinLPL Financial LLCNYLIFE Securities LLC$7310-27-2016
Joseph Scott MessingerCapstone Wealth PartnersNYLIFE Securities LLC01-21-2010
Kathy Louise CrudeleMML Investors Services, LLCNYLIFE Securities LLC02-22-2016
Keith Patrick DavisPrincipal Securities, Inc.NYLIFE Securities LLC03-21-2013
Michael Dale DraperLincoln Financial Securities CorporationNYLIFE Securities LLC04-01-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Ronald Troy KaperLincoln Financial Securities CorporationNYLIFE Securities LLC$1002-01-2010
Ryan E. CarlsonCapital AnalystsNYLIFE Securities LLC01-22-2018
Ryan Lee SheppardCapstone Wealth PartnersNYLIFE Securities LLC01-21-2010
Samuel J. GroomsPark Avenue Securities LLCNYLIFE Securities LLC06-05-2017
Sean Patrick FranklinLPL Financial LLCNYLIFE Securities LLC$1010-27-2016
Sean Raymond MartinAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-16-2015
Timothy Allen FrancisTransamerica Financial Advisors, IncNYLIFE Securities LLC07-11-2014
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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