Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred J. Cooke IIIHornor, Townsend & Kent, LLCNYLIFE Securities LLC08-04-2017
Antonio John PollinoPruco Securities, LLC.NYLIFE Securities LLC06-09-2015
Chad Aaron HarperKestra Investment Services, LLCNYLIFE Securities LLC07-16-2010
Christopher J. GazdickPNC InvestmentsNYLIFE Securities LLC08-24-2016
Christopher Shawn IckesMML Investors Services, LLCNYLIFE Securities LLC01-29-2016
Daniel Alan FahringerMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC$1008-12-2019
Daniel C. EisenhoothState Farm VP Management Corp.NYLIFE Securities LLC02-17-2010
Daniel Friedrich GossCitizens Securities, Inc.NYLIFE Securities LLC06-11-2015
David Joseph HubbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-13-2017
David Michael SchneiderPruco Securities, LLC.NYLIFE Securities LLC11-09-2016
Derek Duhon FinneyHefren-Tillotson, Inc.NYLIFE Securities LLC05-23-2018
Dilun WuHSBC Securities (USA) Inc.NYLIFE Securities LLC12-18-2019
Duran Harris-PeytonNYLIFE Securities LLCNYLIFE Securities LLC11-14-2016
Edward F HeardW&S Brokerage Services, Inc.NYLIFE Securities LLC08-06-2019
Eric Nolan TharpSantander Securities LLCNYLIFE Securities LLC01-28-2015
Erin Amelia FurmanNYLIFE Securities LLCNYLIFE Securities LLC12-21-2017
Frank Joseph MoschellaWells Fargo Clearing Services, LLCNYLIFE Securities LLC12-09-2016
Gary Mark Barnes JrLPL Financial LLCNYLIFE Securities LLC10-15-2019
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
James M. Lavelle IIIMML Investors Services, LLCNYLIFE Securities LLC03-02-2020
James M. StrefelerMML Investors Services, LLCNYLIFE Securities LLC11-18-2014
James Oconnor ScottAXA Advisors, LLCNYLIFE Securities LLC12-12-2017
Jeffrey Christopher DreselyWells Fargo Clearing Services, LLCNYLIFE Securities LLC12-08-2014
Jeffrey Earl McLaughlinNYLIFE Securities LLCNYLIFE Securities LLC04-11-2015
Jesse John BowmanThe Huntington Investment CompanyNYLIFE Securities LLC03-06-2018
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.