Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
Sharon Len PerryLincoln InvestmentNYLIFE Securities LLC02-13-2018
Edward R WildermuthMML Investors Services, LLCNYLIFE Securities LLC04-13-2017
Timothy Joe HancockPrincipal Securities, Inc.NYLIFE Securities LLC09-15-2016
Charles Benjamin ClarkMML Investors Services, LLCNYLIFE Securities LLC03-22-2016
Austin Allen SpeckNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-25-2016
Joel Benjamin Welborn CurtisNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-16-2016
Shannon Gold HenryPruco Securities, LLC.NYLIFE Securities LLC07-13-2015
Samuel David GeeAllstate Financial Services, LLCNYLIFE Securities LLC06-08-2015
Douglas Luther VowelsMML Investors Services, LLCNYLIFE Securities LLC01-26-2015
David Benjamin WorleyMML Investors Services, LLCNYLIFE Securities LLC10-02-2014
Michael Spencer LedfordThe O.N. Equity Sales CompanyNYLIFE Securities LLC03-20-2014
Clifton EleyMML Investors Services, LLCNYLIFE Securities LLC04-17-2013
Thomas Gregory MillerMML Investors Services, LLCNYLIFE Securities LLC03-02-2012
Adriane E BaileyMML Investors Services, LLCNYLIFE Securities LLC02-29-2012
Clinton Adison HainesAllstate Financial Services, LLCNYLIFE Securities LLC10-26-2011
Kristen Baker DiamondFTB Advisors, Inc.NYLIFE Securities LLC07-06-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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