Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen Baker DiamondFirst Horizon Advisors, Inc.NYLIFE Securities LLC07-06-2010
Clinton Adison HainesAllstate Financial Services, LLCNYLIFE Securities LLC$1010-26-2011
Adriane E BaileyMML Investors Services, LLCNYLIFE Securities LLC02-29-2012
Thomas Gregory MillerMML Investors Services, LLCNYLIFE Securities LLC03-02-2012
Clifton EleyMML Investors Services, LLCNYLIFE Securities LLC04-17-2013
Michael Spencer LedfordThe O.N. Equity Sales CompanyNYLIFE Securities LLC03-20-2014
David Benjamin WorleyMML Investors Services, LLCNYLIFE Securities LLC10-02-2014
Douglas L. VowelsMML Investors Services, LLCNYLIFE Securities LLC01-26-2015
Samuel David GeeAllstate Financial Services, LLCNYLIFE Securities LLC06-08-2015
Shannon Gold HenryPruco Securities, LLC.NYLIFE Securities LLC07-13-2015
Joel Benjamin Welborn CurtisNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-16-2016
Austin Allen SpeckNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-25-2016
Charles Benjamin ClarkMML Investors Services, LLCNYLIFE Securities LLC03-22-2016
Timothy J. HancockPrincipal Securities, Inc.NYLIFE Securities LLC09-15-2016
Judson E. PyattPark Avenue Securities LLCNYLIFE Securities LLC02-03-2017
Erik James LindseyCambridge Investment Research, Inc.NYLIFE Securities LLC04-18-2017
Stewart S. SmithEquity Services, Inc.NYLIFE Securities LLC08-21-2017
Sharon L. PerryLincoln InvestmentNYLIFE Securities LLC02-13-2018
Robert A. AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
Vernon Douglas RussMML Investors Services, LLCNYLIFE Securities LLC01-02-2019
Billy Ray Simmons IIW&S Brokerage Services, Inc.NYLIFE Securities LLC02-27-2019
Barry Keith RobinsonW&S Brokerage Services, Inc.NYLIFE Securities LLC03-15-2019
Lawrence D. KingAllstate Financial Services, LLCNYLIFE Securities LLC08-05-2019
Adam B. CriggerWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-26-2019
Christopher Steven CoffeyAllstate Financial Services, LLCNYLIFE Securities LLC11-25-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.