Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joaquin Padilla Padilla CarlosWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-01-2019
Sean Michael GourleyWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-03-2014
Ali Abbas NasserValMark Securities, Inc.NYLIFE Securities LLC$1008-18-2010
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
John Jeffrey FreundSWBC Investment Services, LLCNYLIFE Securities LLC09-17-2012
Timothy Jefferson PowerSurepath Wealth ManagementNYLIFE Securities LLC07-18-2016
Monica De La CruzState Farm VP Management Corp.NYLIFE Securities LLC04-23-2010
Jeremy P. SakulenzkiSt. Bernard Financial Services, Inc.NYLIFE Securities LLC03-15-2016
Tristen O. CleveSagePoint Financial, Inc.NYLIFE Securities LLC08-03-2015
Thomas Henderson PaceRetirement Planners of AmericaNYLIFE Securities LLC03-03-2016
James Scott TaylorRetirement Planners of AmericaNYLIFE Securities LLC07-24-2012
Natalie Brown ChandlerRetirement Planners of AmericaNYLIFE Securities LLC01-30-2012
Edward Skinner Jr.Personal Capital Advisors CorporationNYLIFE Securities LLC03-07-2018
Matthew Douglas DiteresaPark Avenue Securities LLCNYLIFE Securities LLC08-25-2015
Nancy Paige GarrisonPark Avenue Securities LLCNYLIFE Securities LLC$1001-23-2015
Hollis N. WieruscheskeOneAmerica Securities, Inc.NYLIFE Securities LLC03-11-2016
Michael David AppleMorgan StanleyNYLIFE Securities LLC12-16-2015
Christopher M. JonesMorgan StanleyNYLIFE Securities LLC08-05-2011
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Daniel Robert MatzMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Daisy G. PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Lester Ariel ReyesMML Investors Services, LLCNYLIFE Securities LLC08-10-2017
Hugo HernandezMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
John Miguel JettMML Investors Services, LLCNYLIFE Securities LLC$5005-11-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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