Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Matthew TuckAmeriprise Financial Services, LLCNYLIFE Securities LLC06-12-2020
Ryan Douglas GibbsTriad Advisors LLCNYLIFE Securities LLC10-11-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Cortney HeykoopWoodbury Financial Services, Inc.NYLIFE Securities LLC09-13-2018
Lourdes Ros McMichaelEdward JonesNYLIFE Securities LLC04-16-2018
Alana Alexandra RudkovskyMcLean Asset Management Corp.NYLIFE Securities LLC02-26-2018
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Christopher Ryan HarrisClearView FinancialNYLIFE Securities LLC05-18-2016
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
Kevin Aaron BosticClearView FinancialNYLIFE Securities LLC$5002-12-2016
Jason J HowellJason Howell CompanyNYLIFE Securities LLC11-24-2015
Christopher Paul BlahutPruco Securities, LLC.NYLIFE Securities LLC10-22-2014
Sean Michael GourleyWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-03-2014
Theresa Wong David WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Simon ZhengMML Investors Services, LLCNYLIFE Securities LLC04-29-2013
Andrew A McFallsAllstate Financial Services, LLCNYLIFE Securities LLC01-24-2013
Michelle M FerronAllstate Financial Services, LLCNYLIFE Securities LLC11-05-2010
Calvin McGowan JrState Farm VP Management Corp.NYLIFE Securities LLC12-16-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.