Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Russell MitchellAllstate Financial Services, LLCNYLIFE Securities LLC06-13-2019
David G. PikePrivate Client Services, LLCNYLIFE Securities LLC06-12-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Christopher William FullbrightAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Jinesh K. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-11-2019
Joseph Patrick KazlauAXA Advisors, LLCNYLIFE Securities LLC06-07-2019
Lauren Jill AndersonAXA Advisors, LLCNYLIFE Securities LLC06-04-2019
Stefan Alexander Funes VitanzaMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC06-03-2019
John Sebastian WinstonPark Avenue Securities LLCNYLIFE Securities LLC06-03-2019
Robert Frank BatyAmeritas Investment Company, LLCNYLIFE Securities LLC05-28-2019
Tatiana BeltranMML Investors Services, LLCNYLIFE Securities LLC05-23-2019
Martha Sarah KernTaylor and Taylor Financial Services USA LLCNYLIFE Securities LLC05-23-2019
Beau Alan BlemkerOneAmerica Securities, Inc.NYLIFE Securities LLC05-22-2019
Daryl Nicholas AugusteTradeStation Securities, Inc.NYLIFE Securities LLC05-21-2019
Rebeca CostaAdvisory Group Equity Services Ltd.NYLIFE Securities LLC05-21-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Jason Thomas WahlbergCountry Capital Management CompanyNYLIFE Securities LLC05-20-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Hassen LopezEquity Services, Inc.NYLIFE Securities LLC05-14-2019
Joseph T. DuffyMML Investors Services, LLCNYLIFE Securities LLC05-09-2019
Christopher Michael ObrienCitizens Securities, Inc.NYLIFE Securities LLC05-08-2019
Jesse KahnCitigroup Global Markets Inc.NYLIFE Securities LLC05-06-2019
Mark Franklin BaileyKestra Investment Services, LLCNYLIFE Securities LLC05-01-2019
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.