Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tatiana BeltranMML Investors Services, LLCNYLIFE Securities LLC05-23-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Toni Lynn ClarkMML Investors Services, LLCNYLIFE Securities LLC$50003-26-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Robert Steven GershonPruco Securities, LLC.NYLIFE Securities LLC03-13-2019
Anthony S PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Rosemond Datus Jr.Santander Securities LLCNYLIFE Securities LLC02-28-2019
Balaji SathrugnanPark Avenue Securities LLCNYLIFE Securities LLC02-25-2019
Louis Anthony Costantino IIIAllstate Financial Services, LLCNYLIFE Securities LLC02-14-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Elyse PierreTransamerica Financial Advisors, IncNYLIFE Securities LLC01-24-2019
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Kevin Brady WitmerKey Investment Services LLCNYLIFE Securities LLC10-15-2018
Yvonne Parnell WynterJ.P. Morgan Securities LLCNYLIFE Securities LLC09-26-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Mustaque Haider ChoudhuryMML Investors Services, LLCNYLIFE Securities LLC$15708-28-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Albert VenturaJ.P. Morgan Securities LLCNYLIFE Securities LLC07-17-2018
Gerald H EisenbergPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Eric GottesmanPruco Securities, LLC.NYLIFE Securities LLC06-22-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.