Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yuying JinPark Avenue Securities LLCNYLIFE Securities LLC11-06-2019
Sarah HansenPruco Securities, LLC.NYLIFE Securities LLC11-05-2019
Jonathan A. Fisher Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-04-2019
Robert Hamilton Greenlee IIIFarmers Financial Solutions, LLCNYLIFE Securities LLC10-30-2019
Edward Anthony Montanez Jr.BBVA Securities Inc.NYLIFE Securities LLC10-24-2019
Matthew Donald SpeddenPruco Securities, LLC.NYLIFE Securities LLC$15010-23-2019
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$25010-23-2019
Gary Mark Barnes JrLPL Financial LLCNYLIFE Securities LLC10-15-2019
Thomas Allen GrifforeCitizens Securities, Inc.NYLIFE Securities LLC10-15-2019
James Louis BagliniAXA Advisors, LLCNYLIFE Securities LLC10-11-2019
Ryan Douglas GibbsTriad Advisors LLCNYLIFE Securities LLC10-11-2019
Thomas O'Dell HanrahanState Farm VP Management Corp.NYLIFE Securities LLC10-11-2019
Bryan Allen FlynnMML Investors Services, LLCNYLIFE Securities LLC10-09-2019
Jeffery Clay DillonAllstate Financial Services, LLCNYLIFE Securities LLC10-09-2019
Maria G Duran RegaladoGWFS Equities, Inc.NYLIFE Securities LLC10-08-2019
Joseph M MorrealeM Holdings Securities, Inc.NYLIFE Securities LLC10-08-2019
Jason DemarzoNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC$70010-03-2019
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
Jesus G. Carranco Jr.MML Investors Services, LLCNYLIFE Securities LLC09-27-2019
Diane Marie SitkiewiczOneAmerica Securities, Inc.NYLIFE Securities LLC09-26-2019
Rachel Shayna TichauerMML Investors Services, LLCNYLIFE Securities LLC09-26-2019
Adam B. CriggerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)NYLIFE Securities LLC09-26-2019
Angel Ricardo VegaMoney Concepts Capital CorpNYLIFE Securities LLC09-25-2019
Staci Lynn BonduraJ.P. Morgan Securities LLCNYLIFE Securities LLC$25009-24-2019
Jeremy L. KriegMML Investors Services, LLCNYLIFE Securities LLC09-24-2019
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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