Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial ServicesNational Planning$20003-08-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Wayne WagnerSecurities AmericaNational Planning$17703-07-2018
Bill Evans, Terri SteeleWoodbury Financial ServicesNational Planning$9712-19-2017
Blair HansenKMS Financial ServicesNational Planning$33012-13-2017
Frank BrownWoodbury Financial ServicesNational Planning$34710-18-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
Erin Lapidus, Jeff LapidusLPL FinancialNational Planning$14009-30-2016
Suthipong ChitrathornLPL FinancialNational Planning$5508-23-2016
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
James P. Benson IICeteraNational Planning$15003-28-2016
Daniel McCarthyRoyal Alliance National Planning$10105-29-2015
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12004-22-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-16-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Stephen KippNPB Financial GroupNational Planning$12409-21-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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