Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Steve Emmet WalkerCentaurus Financial, Inc.National Planning Corporation$5001-08-2018
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Suenya A. LaheruGeneos Wealth Management, Inc.National Planning Corporation12-05-2017
Jeffrey Allan HuffLPL Financial LLCNational Planning Corporation$1,00011-29-2017
Donald Patrick SpeakmanLPL Financial LLCNational Planning Corporation$28011-29-2017
Mark David KempLPL Financial LLCNational Planning Corporation$27011-29-2017
Jennifer Lee LemanLPL Financial LLCNational Planning Corporation$25011-29-2017
Janell Adrienne IsraelLPL Financial LLCNational Planning Corporation$23611-29-2017
Stephen Craig LockerLPL Financial LLCNational Planning Corporation$20011-29-2017
Sheri Ann NordmanLPL Financial LLCNational Planning Corporation$20011-29-2017
Douglas Lee RitterLPL Financial LLCNational Planning Corporation$15011-29-2017
John Monroe Barry IILPL Financial LLCNational Planning Corporation$15011-29-2017
Jonathan Herbert BensonLPL Financial LLCNational Planning Corporation$15011-29-2017
Eric Wilford BondLPL Financial LLCNational Planning Corporation$14811-29-2017
Leonard Mark SanderLPL Financial LLCNational Planning Corporation$14611-29-2017
John Andrew KinneyLPL Financial LLCNational Planning Corporation$14011-29-2017
James Monhan McCarthyLPL Financial LLCNational Planning Corporation$13511-29-2017
Harold Edward KleinLPL Financial LLCNational Planning Corporation$10011-29-2017
John Barton SchannepLPL Financial LLCNational Planning Corporation$10011-29-2017
John BlanosLPL Financial LLCNational Planning Corporation$10011-29-2017
Richard Paul SturmLPL Financial LLCNational Planning Corporation$10011-29-2017
Tommy Dean BentleyLPL Financial LLCNational Planning Corporation$10011-29-2017
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Showing 1 to 25 of 852 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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