Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franz Lim QuiambaoIndependent Financial Group, LLCNational Planning Corporation07-27-2018
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Matthew Austin McdonaldJ.P. Morgan Securities LLCNational Planning Corporation04-11-2018
Angelika Kashina BazeTransamerica Financial Advisors, IncNational Planning Corporation03-21-2018
Jeffrey Scott HenningsCity National Securities, Inc.National Planning Corporation03-01-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Travis Lee BuckKusske Financial Management, Inc.National Planning Corporation01-19-2018
Brett KusskeKusske Financial Management, Inc.National Planning Corporation01-19-2018
Steve Emmet WalkerCentaurus Financial, Inc.National Planning Corporation01-08-2018
Daniel Charles ConklingCambridge Investment Research, Inc.National Planning Corporation$101-02-2018
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Jason Alan FisherRLP Wealth Advisors, LLCNational Planning Corporation12-11-2017
Nicholas GordonSklar Capital Advisors, LLCNational Planning Corporation12-07-2017
Estevan Ruiz MunozLPL Financial LLCNational Planning Corporation12-05-2017
Suenya A. LaheruGeneos Wealth Management, Inc.National Planning Corporation12-05-2017
Jerrold S. WicentowskiHarbour Investments, Inc.National Planning Corporation$2511-29-2017
Thomas David AhrendtCambridge Investment Research, Inc.National Planning Corporation11-29-2017
Brian Jeffrey McCoySecurities America Advisors, Inc.National Planning Corporation11-27-2017
Da SoodjindaSagePoint Financial, Inc.National Planning Corporation11-24-2017
Rena Terese MaySecurities America, Inc.National Planning Corporation11-22-2017
Christopher CarrilloSignator Investors, Inc.National Planning Corporation11-21-2017
Tyren TornincasaPNC InvestmentsNational Planning Corporation11-20-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation11-16-2017
Mia M. NakagawaSecurities America, Inc.National Planning Corporation11-16-2017
David Churchill SheldonCambridge Investment Research, Inc.National Planning Corporation$2211-16-2017
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Showing 1 to 25 of 863 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.