Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eileen Renee MenacherAmeriprise Financial Services, Inc.National Planning Corporation$106-18-2018
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation$104-12-2018
Jeffrey Scott HenningsCity National Securities, Inc.National Planning Corporation03-01-2018
BRETT KUSSKEKUSSKE FINANCIAL MANAGEMENT, INC.National Planning Corporation01-19-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Steve Emmet WalkerCentaurus Financial, Inc.National Planning Corporation$5001-08-2018
Daniel Charles ConklingCambridge Investment Research, Inc.National Planning Corporation01-02-2018
Estevan Ruiz MunozLPL Financial LLCNational Planning Corporation12-05-2017
Suenya Albita LaheruGeneos Wealth Management, Inc.National Planning Corporation12-05-2017
Scott James ReidLPL Financial LLCNational Planning Corporation11-30-2017
Aaron Mitchell RabinLPL Financial LLCNational Planning Corporation11-29-2017
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Adam Christopher CoffingLPL Financial LLCNational Planning Corporation11-29-2017
Ahamad ManohorathatLPL Financial LLCNational Planning Corporation11-29-2017
Alan Burton TaxonLPL Financial LLCNational Planning Corporation$2511-29-2017
Alan Carl BuckLPL Financial LLCNational Planning Corporation$2511-29-2017
Alfonso Leo ValdezLPL Financial LLCNational Planning Corporation11-29-2017
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Alisha Renee RosenthalLPL Financial LLCNational Planning Corporation$5011-29-2017
Allen Francis OstrofeLPL Financial LLCNational Planning Corporation$15011-29-2017
Amanda Catherine KleinLPL Financial LLCNational Planning Corporation11-29-2017
Amy Lynn HammockLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 1,211 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.