Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation07-31-2012
Henry Thomas BolenAdvantage Investment Management, LLCNational Planning Corporation07-30-2012
Rodney Tracey FlanneryAdvantage Investment Management, LLCNational Planning Corporation07-24-2012
Philip Steven ScottAdvantage Investment Management, LLCNational Planning Corporation07-12-2012
MICHELE MARIE LAWSALLEGIS INVESTMENT ADVISORS, LLCNational Planning Corporation10-31-2017
Karlos Alberto GuerraAllstate Financial Services, LLCNational Planning Corporation08-02-2011
Noah Robert SandersAmerican Portfolios Financial Services, Inc.National Planning Corporation$2505-10-2010
Eileen Renee MenacherAmeriprise Financial Services, Inc.National Planning Corporation$106-18-2018
Stephen Henry ErdleyAmeriprise Financial Services, Inc.National Planning Corporation$1010-12-2017
Nicholas Anthony HawkAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Todd Alan CousinoAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Gary David SudolAmeriprise Financial Services, Inc.National Planning Corporation$25011-10-2016
Jeffrey Robert LavinAmeriprise Financial Services, Inc.National Planning Corporation$5011-10-2016
Mark James SudolAmeriprise Financial Services, Inc.National Planning Corporation$15011-10-2016
Michael Crescenzio GimlinAmeriprise Financial Services, Inc.National Planning Corporation07-01-2016
Todd A MillerAmeriprise Financial Services, Inc.National Planning Corporation$107-01-2016
Mary Elaine VertnerAmeriprise Financial Services, Inc.National Planning Corporation06-06-2016
Hank Yeh WangAmeriprise Financial Services, Inc.National Planning Corporation07-01-2015
Matthew Roy MeddaughAmeriprise Financial Services, Inc.National Planning Corporation08-22-2014
Mark Valentine GardnerAmeriprise Financial Services, Inc.National Planning Corporation$10011-09-2012
Lisa Obrien HurleyAmeriprise Financial Services, Inc.National Planning Corporation04-18-2011
Ziyah Ruth EsbenshadeAmeriprise Financial Services, Inc.National Planning Corporation05-19-2010
Thomas Edward LeighAmeritas Investment Corp.National Planning Corporation10-03-2014
Daniel Philip OstlundAmeritas Investment Corp.National Planning Corporation01-22-2014
Next Page »

Showing 1 to 25 of 1,211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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