Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation$1007-31-2012
Michele Marie LawsAllegis Investment Services, LLCNational Planning Corporation$1,50010-31-2017
Karlos Alberto GuerraAllstate Financial Services, LLCNational Planning Corporation08-02-2011
Robert D. BayAmerican Equity Investment CorporationNational Planning Corporation08-04-2017
Pamela Krystal MahAmerican Independent Securities Group, LLCNational Planning Corporation09-06-2016
David Aaron GoldsteinAmerican Portfolios Financial Services, Inc.National Planning Corporation11-14-2017
Eric Charles BeittelAmerican Portfolios Financial Services, Inc.National Planning Corporation08-12-2013
Stephen Henry ErdleyAmeriprise Financial Services, LLCNational Planning Corporation$1010-12-2017
Todd Alan CousinoAmeriprise Financial Services, LLCNational Planning Corporation06-30-2017
Nicholas Anthony HawkAmeriprise Financial Services, LLCNational Planning Corporation06-30-2017
Mark James SudolAmeriprise Financial Services, LLCNational Planning Corporation$15011-10-2016
Gary David SudolAmeriprise Financial Services, LLCNational Planning Corporation$29211-10-2016
Jeffrey Robert LavinAmeriprise Financial Services, LLCNational Planning Corporation$5011-10-2016
Michael Crescenzio GimlinAmeriprise Financial Services, LLCNational Planning Corporation07-01-2016
Todd A MillerAmeriprise Financial Services, LLCNational Planning Corporation$5007-01-2016
Mary Elaine VertnerAmeriprise Financial Services, LLCNational Planning Corporation06-06-2016
Hank Yeh WangAmeriprise Financial Services, LLCNational Planning Corporation$1007-01-2015
Matthew Roy MeddaughAmeriprise Financial Services, LLCNational Planning Corporation08-22-2014
Mark Valentine GardnerAmeriprise Financial Services, LLCNational Planning Corporation$2511-09-2012
Lisa Obrien HurleyAmeriprise Financial Services, LLCNational Planning Corporation04-18-2011
Ziyah Ruth EsbenshadeAmeriprise Financial Services, LLCNational Planning Corporation05-19-2010
Thomas Edward LeighAmeritas Investment Company, LLCNational Planning Corporation10-03-2014
Daniel Philip OstlundAmeritas Investment Company, LLCNational Planning Corporation01-22-2014
Ann PolokoAnn Poloko, LLCNational Planning Corporation10-23-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.