Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation07-31-2012
Henry Thomas BolenAdvantage Investment Management, LLCNational Planning Corporation07-30-2012
Rodney Tracey FlanneryAdvantage Investment Management, LLCNational Planning Corporation07-24-2012
Philip Steven ScottAdvantage Investment Management, LLCNational Planning Corporation07-12-2012
Eric Charles BeittelAmerican Portfolios Financial Services, Inc.National Planning Corporation08-12-2013
Stephen Henry ErdleyAmeriprise Financial Services, Inc.National Planning Corporation$1010-12-2017
Todd Alan CousinoAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Nicholas Anthony HawkAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Gary David SudolAmeriprise Financial Services, Inc.National Planning Corporation$29211-10-2016
Mark James SudolAmeriprise Financial Services, Inc.National Planning Corporation$15011-10-2016
Jeffrey Robert LavinAmeriprise Financial Services, Inc.National Planning Corporation$5011-10-2016
Todd A MillerAmeriprise Financial Services, Inc.National Planning Corporation$5007-01-2016
Michael Crescenzio GimlinAmeriprise Financial Services, Inc.National Planning Corporation07-01-2016
Mary Elaine VertnerAmeriprise Financial Services, Inc.National Planning Corporation06-06-2016
Matthew Roy MeddaughAmeriprise Financial Services, Inc.National Planning Corporation08-22-2014
Mark Valentine GardnerAmeriprise Financial Services, Inc.National Planning Corporation$2511-09-2012
Ziyah Ruth EsbenshadeAmeriprise Financial Services, Inc.National Planning Corporation05-19-2010
Ann PolokoAnn Poloko, LLCNational Planning Corporation10-23-2017
Sharon F. TownsAPW Capital, Inc.National Planning Corporation05-15-2017
Karl Glenn SimmonsAPW Capital, Inc.National Planning Corporation$8103-31-2017
Sammy Terry DeanAPW Capital, Inc.National Planning Corporation$5003-31-2017
Jerry Van GranthamAPW Capital, Inc.National Planning Corporation$2503-31-2017
Chris Tyler McAlpinAPW Capital, Inc.National Planning Corporation03-31-2017
James A. Towns IIIAPW Capital, Inc.National Planning Corporation03-31-2017
Next Page »

Showing 1 to 25 of 852 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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