Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael GimlinAmeriprise Financial Services, LLCNational Planning Corporation$11707-01-2016
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning Corporation$12004-22-2013
James P. Benson IICeteraNational Planning Corporation$15003-28-2016
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning Corporation$1,30010-16-2017
John Moore, Charlene BurkhardtIndependent Advisor Alliance, LLCNational Planning Corporation$5006-30-2016
Nadine LordIndependent Advisor Alliance, LLCNational Planning Corporation$5006-29-2016
Terry WelshIndependent Advisor Alliance, LLCNational Planning Corporation$5006-22-2016
David Ortiz & German RamirezInvestacorp, Inc.National Planning Corporation$6012-01-2011
Ron PurvinesInvestors Capital Corp.National Planning Corporation$20007-01-2011
Blair HansenKMS Financial Services, Inc.National Planning Corporation$33012-13-2017
Erin Lapidus, Jeff LapidusLPL Financial LLCNational Planning Corporation$14009-30-2016
Suthipong ChitrathornLPL Financial LLCNational Planning Corporation$5508-23-2016
Lisa RossiLPL Financial LLCNational Planning Corporation$6006-28-2016
Advantage Financial GroupLPL Financial LLCNational Planning Corporation$2,00008-02-2012
Stephen KippNPB Financial Group, LLCNational Planning Corporation$12409-21-2010
Daniel McCarthyRoyal Alliance Associates, Inc.National Planning Corporation$10105-29-2015
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal Alliance Associates, Inc.National Planning Corporation$32511-16-2012
Michael GandetSecurities America, Inc.National Planning Corporation$22003-07-2018
Wayne WagnerSecurities America, Inc.National Planning Corporation$17703-07-2018
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities America, Inc.National Planning Corporation$34007-17-2017
Wayne MaierSecurities America, Inc.National Planning Corporation$41409-20-2013
Brian P. BeckTriad Advisors LLCNational Planning Corporation$13311-05-2014
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial Services, Inc.National Planning Corporation$20003-08-2018
Bill Evans, Terri SteeleWoodbury Financial Services, Inc.National Planning Corporation$9712-19-2017
Frank BrownWoodbury Financial Services, Inc.National Planning Corporation$34710-18-2017

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.