Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M. HowellSigma Financial CorporationNational Planning Corporation$1001-06-2009
Clifton John AlbinoPackerland Brokerage Services, Inc.National Planning Corporation01-08-2009
Jeffrey R ToddVoya Financial Advisors, Inc.National Planning Corporation$2501-09-2009
Richard Chester ZientarskiPlanMember Securities CorporationNational Planning Corporation01-12-2009
Andrew Ira RichmanPackerland Brokerage Services, Inc.National Planning Corporation01-15-2009
Ronald CotaLPL Financial LLCNational Planning Corporation01-30-2009
Bryan James HickingbottomRaymond James Financial Services, Inc.National Planning Corporation$1001-30-2009
Randal James GabaldonBerthel, Fisher & Company Financial Services, Inc.National Planning Corporation03-04-2009
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
John Marshall CulpepperCFD Investments, Inc.National Planning Corporation05-19-2009
Kurt Richard SupeCFD Investments, Inc.National Planning Corporation05-19-2009
Shelly Ann CovilleNew England SecuritiesNational Planning Corporation05-27-2009
Pierre Jerome LevermoreBanc of America Investment Services, Inc.National Planning Corporation06-08-2009
Rene Armendariz DiazAvantax Investment Services, Inc.National Planning Corporation06-18-2009
Troy Eugene FreyAvantax Investment Services, Inc.National Planning Corporation$107-01-2009
Matthew Michael AscaridisLPL Financial LLCNational Planning Corporation07-02-2009
Jordan Thomas YapChase Investment Services Corp.National Planning Corporation07-15-2009
David Michael Robert ZackCetera Advisor Networks LLCNational Planning Corporation$5007-24-2009
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation07-24-2009
John Michael SweeneyKMS Financial Services, Inc.National Planning Corporation$5009-28-2009
George Matthew BarberichQuestar Capital CorporationNational Planning Corporation10-20-2009
Pamela Jane LorenzFirst Allied Securities, Inc.National Planning Corporation12-01-2009
Pamela Anne WilsonRaymond James Financial Services, Inc.National Planning Corporation12-10-2009
Jason Paul SeeleVoya Financial Advisors, Inc.National Planning Corporation01-07-2010
Raul Zavala RodriguezChase Investment Services Corp.National Planning Corporation01-11-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.