Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M HowellSigma Financial CorporationNational Planning Corporation01-06-2009
Clifton John AlbinoPackerland Brokerage Services, Inc.National Planning Corporation01-08-2009
Jeffrey R ToddVoya Financial Advisors, Inc.National Planning Corporation01-09-2009
Richard Chester ZientarskiPlanMember Securities CorporationNational Planning Corporation01-12-2009
Andrew Ira RichmanPackerland Brokerage Services, Inc.National Planning Corporation$101-15-2009
Steven Wayne ArnoldLPL Financial LLCNational Planning Corporation$15001-28-2009
Ronald CotaLPL Financial LLCNational Planning Corporation$101-30-2009
Randal James GabaldonBerthel, Fisher & Company Financial Services, Inc.National Planning Corporation03-04-2009
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
John Marshall CulpepperCFD Investments, Inc.National Planning Corporation05-19-2009
Kurt Richard SupeCFD Investments, Inc.National Planning Corporation05-19-2009
Shellycolleen Ann CovilleNew England SecuritiesNational Planning Corporation05-27-2009
Pierre Jerome LevermoreBanc of America Investment Services, Inc.National Planning Corporation06-08-2009
Rene Armendariz DiazHD Vest Investment ServicesNational Planning Corporation06-18-2009
Troy Eugene FreyHD Vest Investment ServicesNational Planning Corporation07-01-2009
Matthew Michael AscaridisLPL Financial LLCNational Planning Corporation07-02-2009
Jordan Thomas YapChase Investment Services Corp.National Planning Corporation07-15-2009
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation$2507-24-2009
George Matthew BarberichQuestar Capital CorporationNational Planning Corporation10-20-2009
Pamela Jane LorenzFirst Allied Securities, Inc.National Planning Corporation$10012-01-2009
Pamela Anne WilsonRaymond James Financial Services, Inc.National Planning Corporation12-10-2009
Jason Paul SeeleVoya Financial Advisors, Inc.National Planning Corporation$2501-07-2010
Raul Zavala RodriguezChase Investment Services Corp.National Planning Corporation01-11-2010
Christopher Philip JenningsChase Investment Services Corp.National Planning Corporation02-01-2010
Joseph Robert WeinbauerBerthel, Fisher & Company Financial Services, Inc.National Planning Corporation$102-01-2010
Next Page »

Showing 1 to 25 of 1,211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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