Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Ramos CabreraW&S Brokerage Services, Inc.National Planning Corporation01-10-2017
Adam Blaise MarcellusMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation01-01-2013
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Adam Nicholas HornekARGI Investment Services, LLCNational Planning Corporation01-27-2010
Adolfo Elias MartensMutual Securities, Inc.National Planning Corporation06-27-2017
Ahmed Iqbal GhulamaliTrilogy Capital, Inc.National Planning Corporation11-23-2015
Aimee Rae TannebergerRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Alan Edward WyseF3Logic, LLCNational Planning Corporation10-25-2017
Alan GeierConcorde Investment Services, LLCNational Planning Corporation$10005-10-2013
Alan Theodore DehesaMorgan StanleyNational Planning Corporation07-08-2013
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$50011-01-2017
Albert Sala Jr.Securities America, Inc.National Planning Corporation$10011-01-2017
Alex B. PinaRoyal Alliance Associates, Inc.National Planning Corporation$13010-16-2017
Alexander Turner Thomas IVMorgan StanleyNational Planning Corporation06-21-2012
Alexander Vasilantone Jr.Securities America, Inc.National Planning Corporation$50010-18-2017
Alexandra Farquhar KuslerSouthwest Investment Advisors, Inc.National Planning Corporation09-28-2011
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Alicia Dawn RascheRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Allan Israel DavisCambridge Investment Research, Inc.National Planning Corporation$12010-02-2017
Allan Lewis RatafiaFirst Allied Securities, Inc.National Planning Corporation08-03-2015
Allan Reyes AvenaEnvestnet | PMCNational Planning Corporation08-30-2018
Alma C EdralinChase Investment Services Corp.National Planning Corporation01-10-2011
Amanda Lou FichterProEquities, Inc.National Planning Corporation$95010-03-2017
Anahid Dana LukeIndependent Financial Group, LLCNational Planning Corporation$10009-28-2017
Anastasia Gene MelbrodM Wealth Management, LLCNational Planning Corporation11-12-2015
Next Page »

Showing 1 to 25 of 911 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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