Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Kendall GoffSecurities America, Inc.National Planning Corporation$11310-24-2017
Glenn Takagi KishidaSagePoint Financial, Inc.National Planning Corporation10-24-2017
Gloria R. FranzThe Wealth Consulting GroupNational Planning Corporation04-27-2017
Gordon Alvin Lewis Jr.Cambridge Investment Research, Inc.National Planning Corporation$50011-01-2012
Grant Jay LaneAmeritime, LLCNational Planning Corporation05-24-2010
Gregg M SainsburyThrivent Investment Management Inc.National Planning Corporation03-25-2013
Gregory H. NealRoyal Alliance Associates, Inc.National Planning Corporation03-10-2017
Gregory Joseph KealInsight Financial ServicesNational Planning Corporation03-13-2009
Gregory Leo ZinselmeierKestra Investment Services, LLCNational Planning Corporation10-12-2017
Gregory Scott DahlbergSecurities America, Inc.National Planning Corporation$10009-20-2013
Hank Yeh WangAmeriprise Financial Services, Inc.National Planning Corporation$10007-01-2015
Harold D. McNaughton Jr.SagePoint Financial, Inc.National Planning Corporation$10010-03-2017
Harold J LeachCambridge Investment Research, Inc.National Planning Corporation$10011-01-2017
Harry A KentSecurities America, Inc.National Planning Corporation$10011-09-2017
Harry Michael Ryan Jr.Cambridge Investment Research, Inc.National Planning Corporation10-17-2017
Haven Kelly JacksonWoodbury Financial Services, Inc.National Planning Corporation$10010-25-2017
Heather B. BaroneCambridge Investment Research, Inc.National Planning Corporation01-02-2015
Heidi DemayoDe Mayo FinancialNational Planning Corporation03-25-2014
Henry Thomas BolenAdvantage Investment Management, LLCNational Planning Corporation07-30-2012
Hoi Lee Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
Ian M. MasseyLPL Financial LLCNational Planning Corporation01-27-2016
Indudeep S ChhachhiARGI Investment Services, LLCNational Planning Corporation01-27-2010
Jack Allen BurkhartBankers & Investors Co.National Planning Corporation01-03-2011
Jacob Daniel StansfieldKalos Capital, Inc.National Planning Corporation07-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.