Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Suenya A. LaheruGeneos Wealth Management, Inc.National Planning Corporation12-05-2017
Robert Donald Deister IILPL Financial LLCNational Planning Corporation11-29-2017
Gerald Douglas Watson Jr.LPL Financial LLCNational Planning Corporation11-29-2017
David Alan SmithLPL Financial LLCNational Planning Corporation11-29-2017
Anthony Strom PastorLPL Financial LLCNational Planning Corporation11-29-2017
Dennis Frank RoseLPL Financial LLCNational Planning Corporation11-29-2017
John Edgar BrooksLPL Financial LLCNational Planning Corporation11-29-2017
Rodney N. BrownLPL Financial LLCNational Planning Corporation11-29-2017
Joseph Anthony PenaLPL Financial LLCNational Planning Corporation11-29-2017
Anthony James DonadioLPL Financial LLCNational Planning Corporation11-29-2017
Charles Edward WirtzLPL Financial LLCNational Planning Corporation11-29-2017
Richard Elliott CloughLPL Financial LLCNational Planning Corporation11-29-2017
Timothy Moore CreechLPL Financial LLCNational Planning Corporation11-29-2017
Peter John OlarinLPL Financial LLCNational Planning Corporation11-29-2017
Mary Jo Simmons ChorbagianLPL Financial LLCNational Planning Corporation11-29-2017
James Alan PludeLPL Financial LLCNational Planning Corporation11-29-2017
George William SimpsonLPL Financial LLCNational Planning Corporation11-29-2017
Stanley Nick TzikasLPL Financial LLCNational Planning Corporation11-29-2017
Joseph John Cancelliere Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Christopher Alan BrownLPL Financial LLCNational Planning Corporation11-29-2017
Robert Alan DeaneLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 1 to 25 of 852 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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